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042798 CC Ws AgP i SC4 CITY OF SHOREWOOD 5755 COUNTRY CLUB ROAD CITY COUNCIL WORK SESSION CONFERENCE ROOM MONDAY, APRIL 27, 1998 6 :30 P.M. AGENDA 1. CONVENE WORK SESSION A. Roll Call B . Review Agenda 2. DISCUSSION WITH PROSECUTING ATTORNEY ON TREE ORDINANCE VIOLATIONS (Att. - #2 Letter From Prosecuting Attorney) 3. ADJOURN No official action is taken at Work Sessions. 11 KENNETH N. POTTS, EA. ATTORNEY AT LAW i 1 3 April 15, 1998 Mr. James Hurm City Administrator City of Shorewood . 5775 Country Club Road Shorewood, MN 55331 1000 SUPERIOR BOULEVARD SUITE 300 WAYZATA, MINNESOTA 55391 TELEPHONE (612) 475 -0704 TELECOPIER (612) 476 -4447 RE: Tree Preservation Code , jioiat — ionC at n 5755 Maple v i ° V': Court Dear Jim: I have reviewed the information provided by Brad Nielsen along with the Tree Preservation Ordinance 1103. In order to prosecute an individual for an ordinance or statutory violation the statute or ordinance must clearly identify the behavior that is illegal. It is my understanding that the subcontractor damaged and destroyed significant trees upon this building site. I have reviewed the ordinance and once again, as I indicated, the conduct that is illegal must be specifically identified. Under IV B9 the language reads as follows: If any significant tree in a development or on a building site is cut, damaged or the area within the trees drip line has been encroached upon by grading equipment, without city authorization, the city shall require replacement pursuant to 10 below . . . No. 10 reads as follows: All significant trees removed or damaged during the process of land development or construction activities shall be replaced on site. The removal of trees on public right of way, conducted by or on behalf of a govern- mental agency in pursuance of its lawful activities or functions, shall be exempt from this replacement. The way the ordinance reads it is a violation of the ordinance if a significant tree is damaged, cut or removed and it is not replaced. Mr. James Hurm Page 2 April 15, 1998 Therefore, in order to successfully prosecute an individual you would have to show that they had failed to replace a damaged tree. I cannot find any other language in the ordinance which specifically states that an individual would be guilty of a crime if they destroyed a significant tree. It appears that the language that I just cited requires that an individual replace a tree after they have either destroyed it or damaged it. If I am mistaken, please call me and identify the language that you believe would permit me to prosecute an individual for destroying a significant tree. Therefore, if the builder has not replaced the trees that were damaged or destroyed then I believe I could prosecute the builder. However, I will need further information from Mr. Nielsen indicating that the trees that have been damaged or destroyed have not been replaced. Also, a certified letter would have to be sent to the builder to give him notice of the violation and that his failure to replace the tree will result in criminal sanctions. The next issue concerns Mr. Nielsen's claim that the builders are criminally liable for damage to trees by subcontractors. Mr. Nielsen points to page 6, No. 12d where the following language is set forth: Builders are liable for subcontractor which destroy or damage significant trees which were indicated to be saved on the individual lot tree preservation plan. Paragraph d is set forth is under the provision entitled Financial Guarantee - Builders. Paragraph a indicates that the builders are to provide a letter of credit or cash escrow for the protection of significant trees to be saved. Paragraph d simply holds builders liable civilly for subcontractors which destroy or damage significant trees. This paragraph would not permit me to prosecute builders for violations of the code committed by subcontractors. Under the criminal laws set forth in the State of Minnesota an individual can be liable for the crimes of another pursuant to M.S. 609.05. That statute reads as follows: ■ Mr. James Hurm Page 3 April 15, 1998 "A person is criminally liable for a crime committed by another if the person intentionally aids, advises, hires, counsels, or conspires with or otherwise procures the other to commit the crime." Therefore, if it was crime to cut down a significant tree and the builder specifically advises the subcontractor to cut down a significant tree then the builder can be prosecuted for the crime of the subcontractor. However, if the builder is unaware of it or specifically advises the subcontractor not to cut down significant trees and the subcontractor goes and does it anyhow then the builder could not be prosecuted. To prosecute an individual for the crimes of another is called vicarious criminal liability. The Minnesota Supreme Court has specifically stated as follows: "We find that in Minnesota, no one can be convicted of a crime punishable by imprisonment for an act he did not commit, did not have knowledge of, or give expressed or implied consent to the commission thereof." State v. Guminga 395 N.W.2d 344 (Minn. 1986) . Therefore, unless the builder specifically advised the subcontractor to cut down the trees or was standing right on the location when the significant trees were cut then under Minnesota law he cannot be prosecuted for the crimes of another. He may be civilly responsible, of course. Mr. Nielsen, of course, is not a licensed police officer and does not perform criminal investigations as a part of his job. I enclose for your review what is known as Statement Forms. In this particular case we would need to have statements from the builder and also from the subcontractor who damaged the trees. Therefore, if the City still wants to proceed in this matter you should have Mr. Nielsen contact the involved parties to have them give a written statement of what transpired. Of course, they are under no obligation to do so and therefore Mr. Nielsen may have to rely on his memory as to what these individuals told him. In any event, in the future you may want to have someone from the police department conduct the interviews and investigation if you want to proceed with a criminal charge. Also, you may want to consider amending the ordinance to specify that an individual commits a crime when they damage or destroy a significant tree irrespective of whether they replace it or not. Mr. James Hurm Page 4 April 15, 1998 If you have any other questions or concerns please give me a call. Sincerely, Kenneth N. Potts KNP /sb CC: John Dean, Esq. , ,,APR-15-199e 10:43 s •' Name first, mid Address Employer Business Phone SOUTH LAKE MINNETONKA PD 612 474 4477 P.02 SOUTH LAKE MINNETON PUBLIC SAFETY DEPARTMENT FIRST P RSON STATEMENT Page of D to Time Age DOB e,last Marital Status Address Home Phone STATEMENT OF EVENTS The above voluntary statement is true and correct to the best of my knowledge. Witness Witness fficer Badge No.__