Loading...
05-29-12 CC Reg Mtg Agenda COUNCIL ACTION FORM Department Council Meeting Item Number Finance May 29, 2012 3A Item Description: Verified Claims From: Michelle Nguyen Bruce DeJong Background / Previous Action Claims for council authorization. The attached claims list includes checks numbered 52989 through 53034 totaling $229,451.53. Staff Recommendation Staff recommends approval of the claims list. 5/24/2012 11:32 AM A/P HISTORY CHECK REPORT PAGE: 1 VENDOR SET: 01 City of Shorewood BANK: 1 BEACON BANK DATE RANGE: 5/15/2012 THRU 99/99/9999 CHECK INVOICE CHECK CHECK CHECK VENDOR I.D. NAME STATUS DATE AMOUNT DISCOUNT NO STATUS AMOUNT 00051 EFTPS - FEDERAL W/H D 5/22/2012 000000 11,857.66 00092 MN DEPT OF REVENUE D 5/22/2012 000000 2,128.19 20005 WELLS FARGO HEALTH BENEFIT SVC D 5/22/2012 000000 1,274.60 1 SWANSON, CHARLES & E R 5/29/2012 052989 88.68 20500 PETTY CASH R 5/15/2012 052990 306.05 00053 ICMA RETIREMENT TRUST-302131-4 R 5/22/2012 052991 1,663.50 00052 PERA R 5/22/2012 052992 7,161.23 00550 A-1 MINNETONKA RENTAL R 5/29/2012 052994 230.64 29273 ALPHA VIDEO & AUDIO INC. R 5/29/2012 052995 2,828.07 1 ARVID JOHNSON R 5/29/2012 052996 500.00 1 BEV MURPHEY R 5/29/2012 052997 30.00 29338 BLANCHARD CATERING, INC. R 5/29/2012 052998 396.92 26100 CENTURY LINK R 5/29/2012 052999 122.00 29278 CLASSIC CLEANING COMPANY R 5/29/2012 053000 847.47 05100 COMMERCIAL ASPHALT CO. R 5/29/2012 053001 74.81 05875 CUB FOODS - SHOREWOOD R 5/29/2012 053002 69.04 29415 CUB FOODS MINNETONKA R 5/29/2012 053003 81.95 29271 DREW KRIESEL R 5/29/2012 053004 1,517.00 12125 FEDEX KINKO'S R 5/29/2012 053005 19.24 27195 GRAINGER, INC R 5/29/2012 053006 32.52 10000 GROUT, TWILA R 5/29/2012 053007 22.00 11650 KENNEDY & GRAVEN, CHARTERED R 5/29/2012 053008 5.68 5/24/2012 11:32 AM A/P HISTORY CHECK REPORT PAGE: 2 VENDOR SET: 01 City of Shorewood BANK: 1 BEACON BANK DATE RANGE: 5/15/2012 THRU 99/99/9999 CHECK INVOICE CHECK CHECK CHECK VENDOR I.D. NAME STATUS DATE AMOUNT DISCOUNT NO STATUS AMOUNT 29433 KOLTES, PAMELA R 5/29/2012 053009 273.75 21340 LOCAL LINK R 5/29/2012 053010 69.95 29259 MALKERSON GUNN MARTIN LLP R 5/29/2012 053011 4,763.75 00079 MEDICA R 5/29/2012 053012 15,598.14 15176 MENARDS R 5/29/2012 053013 26.89 29394 MINNESOTA DEPT OF HEALTH R 5/29/2012 053014 35.00 00085 MINNESOTA LIFE R 5/29/2012 053015 415.66 17700 MINNETONKA PUBLIC SCHOOLS R 5/29/2012 053016 4,000.00 1350 PRUDENTIAL GROUP INSURANCE R 5/29/2012 053017 781.26 29281 PYRAMID HOME SPECAILTIES R 5/29/2012 053018 3,649.78 1 RICH BELLERT R 5/29/2012 053019 500.00 22482 SAM'S CLUB R 5/29/2012 053020 358.51 83501 SCHWAAB, INC R 5/29/2012 053021 87.96 22950 SHOREWOOD TRUE VALUE R 5/29/2012 053022 13.88 29427 SHRED-N-GO, INC. R 5/29/2012 053023 34.00 23500 SO LK MTKA POLICE DEPT R 5/29/2012 053024 75.00 29294 STRATEGIC EQUIPMENT & SUPPLY C R 5/29/2012 053025 115.51 23738 T-MOBILE R 5/29/2012 053026 87.86 23840 THIES, A. KENNETH R 5/29/2012 053027 100.00 29398 TRUGREEN #5640 R 5/29/2012 053028 277.86 25452 TWIN CITY WATER CLINIC R 5/29/2012 053029 100.00 70200 VERIZON WIRELESS R 5/29/2012 053030 61.12 5/24/2012 11:32 AM A/P HISTORY CHECK REPORT PAGE: 3 VENDOR SET: 01 City of Shorewood BANK: 1 BEACON BANK DATE RANGE: 5/15/2012 THRU 99/99/9999 CHECK INVOICE CHECK CHECK CHECK VENDOR I.D. NAME STATUS DATE AMOUNT DISCOUNT NO STATUS AMOUNT 27190 WACONIA FARM SUPPLY R 5/29/2012 053031 219.45 29269 WARNER CONNECT R 5/29/2012 053032 2,800.00 19800 XCEL ENERGY R 5/29/2012 053033 15.58 28900 ZEE MEDICAL SERVICE R 5/29/2012 053034 208.81 00087 AFSCME CO 5 MEMBERS HEALTH FUN E 5/29/2012 999999 408.00 05305 COMMUNITY REC RESOURCES E 5/29/2012 999999 5,111.66 10576 ADVANCED IMAGING SOLUTIONS INC E 5/29/2012 999999 81.00 15500 METRO COUNCIL ENVMT(WASTEWATER E 5/29/2012 999999 56,259.05 15885 MIDWEST MAILING SYSTEMS, INC. E 5/29/2012 999999 500.00 18500 WM. MUELLER & SONS, INC. E 5/29/2012 999999 18,410.13 19435 SPRINT E 5/29/2012 999999 124.55 29100 ZIEGLER, INC. E 5/29/2012 999999 28,120.00 * * T O T A L S * * NO INVOICE AMOUNT DISCOUNTS CHECK AMOUNT REGULAR CHECKS: 45 50,666.52 0.00 50,666.52 HAND CHECKS: 0 0.00 0.00 0.00 DRAFTS: 3 15,260.45 0.00 15,260.45 EFT: 8 109,014.39 0.00 109,014.39 NON CHECKS: 0 0.00 0.00 0.00 VOID CHECKS: 0 VOID DEBITS 0.00 VOID CREDITS 0.00 0.00 0.00 TOTAL ERRORS: 0 VENDOR SET: 01 BANK: 1 TOTALS: 56 174,941.36 0.00 174,941.36 BANK: 1 TOTALS: 56 174,941.36 0.00 174,941.36 REPORT TOTALS: 56 174,941.36 0.00 174,941.36 05-24-2012 11:29 AM C O U N C I L REPORT BY VENDOR- MAY 29, 2012 PAGE: 1 VENDOR SORT KEY DATE DESCRIPTION FUND DEPARTMENT AMOUNT_ A-1 MINNETONKA RENTAL 5/29/12 LIFT RENTAL REPAIR FENCE General Fund Park Maintenance 230.64_ TOTAL: 230.64 ADVANCED IMAGING SOLUTIONS INC 5/29/12 04/15-05/14 General Fund Municipal Buildings 81.00_ TOTAL: 81.00 AFSCME CO 5 MEMBERS HEALTH FUND 5/29/12 CHARLIES DAVIS General Fund Unallocated Expenses 51.00 5/29/12 GREG FASCHING General Fund Unallocated Expenses 51.00 5/29/12 JOSEPH LUGOWSKI General Fund Unallocated Expenses 51.00 5/29/12 BRADLEY MASON General Fund Unallocated Expenses 51.00 5/29/12 CHRISTOPHER POUNDER General Fund Unallocated Expenses 51.00 5/29/12 DANIEL RANDALL General Fund Unallocated Expenses 51.00 5/29/12 BRUCE STARK General Fund Unallocated Expenses 51.00 5/29/12 TERRY TOWER General Fund Unallocated Expenses 51.00_ TOTAL: 408.00 ALPHA VIDEO & AUDIO INC. 5/29/12 CAMERA & MIC FOR CHAMBERS Equipment Replacem Equipment Replacement 2,828.07_ TOTAL: 2,828.07 BLANCHARD CATERING, INC. 5/29/12 SHOPPING EVENT CATER 5/03 Southshore Communi Senior Community Cente 396.92_ TOTAL: 396.92 CENTURY LINK 5/29/12 952-474-7635-SSCC Southshore Communi Senior Community Cente 122.00_ TOTAL: 122.00 CLASSIC CLEANING COMPANY 5/29/12 C.H. SVC General Fund Municipal Buildings 531.01 5/29/12 P.W. SVC General Fund Public Works 316.46_ TOTAL: 847.47 COMMERCIAL ASPHALT CO. 5/29/12 TACK OIL General Fund Public Works 74.81_ TOTAL: 74.81 COMMUNITY REC RESOURCES 5/29/12 HOLIDAY PARTY Southshore Communi Senior Community Cente 50.45 5/29/12 HOLIDAY PARTY Southshore Communi Senior Community Cente 61.21 5/29/12 MONTHLY SSCC CORDINATOR SV Southshore Communi Senior Community Cente 5,000.00_ TOTAL: 5,111.66 CUB FOODS - SHOREWOOD 5/29/12 2012 FIREWORK PERMIT REFUN General Fund NON-DEPARTMENTAL 100.00 5/29/12 CREDIT Southshore Communi Senior Community Cente 30.96- TOTAL: 69.04 CUB FOODS MINNETONKA 5/29/12 FOODS Southshore Communi Senior Community Cente 81.95_ TOTAL: 81.95 DREW KRIESEL 5/29/12 MAY CONTRACT SVC Southshore Communi Senior Community Cente 917.00 5/29/12 APR & MAY EQUIPMENT RENTAL Southshore Communi Senior Community Cente 600.00_ TOTAL: 1,517.00 EFTPS - FEDERAL W/H 5/22/12 FEDERAL W/H General Fund NON-DEPARTMENTAL 5,001.34 5/22/12 FICA W/H General Fund NON-DEPARTMENTAL 2,165.15 5/22/12 MEDICARE W/H General Fund NON-DEPARTMENTAL 747.51 5/22/12 FICA W/H General Fund Council 80.60 5/22/12 MEDICARE W/H General Fund Council 18.87 5/22/12 FICA W/H General Fund Administration 879.92 5/22/12 MEDICARE W/H General Fund Administration 205.80 5/22/12 FICA W/H General Fund Finance 311.96 05-24-2012 11:29 AM C O U N C I L REPORT BY VENDOR- MAY 29, 2012 PAGE: 2 VENDOR SORT KEY DATE DESCRIPTION FUND DEPARTMENT AMOUNT_ 5/22/12 MEDICARE W/H General Fund Finance 72.96 5/22/12 FICA W/H General Fund Planning 283.65 5/22/12 MEDICARE W/H General Fund Planning 66.33 5/22/12 FICA W/H General Fund Protective Inspections 175.29 5/22/12 MEDICARE W/H General Fund Protective Inspections 41.01 5/22/12 FICA W/H General Fund City Engineer 117.78 5/22/12 MEDICARE W/H General Fund City Engineer 27.54 5/22/12 FICA W/H General Fund Public Works 610.00 5/22/12 MEDICARE W/H General Fund Public Works 142.67 5/22/12 FICA W/H General Fund Park Maintenance 214.48 5/22/12 MEDICARE W/H General Fund Park Maintenance 50.16 5/22/12 FICA W/H General Fund Recreation 41.24 5/22/12 MEDICARE W/H General Fund Recreation 9.64 5/22/12 FICA W/H Southshore Communi Senior Community Cente 1.59 5/22/12 MEDICARE W/H Southshore Communi Senior Community Cente 0.37 5/22/12 FICA W/H Water Utility Water 150.66 5/22/12 MEDICARE W/H Water Utility Water 35.23 5/22/12 FICA W/H Sanitary Sewer Uti Sewer 129.00 5/22/12 MEDICARE W/H Sanitary Sewer Uti Sewer 30.16 5/22/12 FICA W/H Recycling Utility Recycling 70.11 5/22/12 MEDICARE W/H Recycling Utility Recycling 16.39 5/22/12 FICA W/H Stormwater Managem STORMWATER MANAGEMENT 129.87 5/22/12 MEDICARE W/H Stormwater Managem STORMWATER MANAGEMENT 30.38_ TOTAL: 11,857.66 FEDEX KINKO'S 5/29/12 PLANS COPY General Fund Protective Inspections 19.24_ TOTAL: 19.24 GRAINGER, INC 5/29/12 LAMPS General Fund Public Works 32.52_ TOTAL: 32.52 GROUT, TWILA 5/29/12 ELECTION TRAINING-RICHFIEL General Fund Administration 22.00_ TOTAL: 22.00 ICMA RETIREMENT TRUST-302131-457 5/22/12 P/R DEDUCTS-DEFERRED COM General Fund NON-DEPARTMENTAL 1,535.96 5/22/12 P/R DEDUCTS-DEFERRED COM General Fund NON-DEPARTMENTAL 127.54_ TOTAL: 1,663.50 KENNEDY & GRAVEN, CHARTERED 5/29/12 RON JOHNSON LITIGATION General Fund Professional Svcs 5.68_ TOTAL: 5.68 KOLTES, PAMELA 5/29/12 ZUMBA -SPRING SESSION 1 Southshore Communi Senior Community Cente 273.75_ TOTAL: 273.75 LOCAL LINK 5/29/12 ADSL(QST) - BUSINESS 3M/89 General Fund Municipal Buildings 69.95_ TOTAL: 69.95 MALKERSON GUNN MARTIN LLP 5/29/12 GENERAL MATTERS General Fund Professional Svcs 1,850.00 5/29/12 PERSONNEL General Fund Professional Svcs 2,460.50 5/29/12 AQUATIC INVASIVE-5490 VINE General Fund Municipal Buildings 453.25_ TOTAL: 4,763.75 MEDICA 5/29/12 MEDICAL PREM General Fund Unallocated Expenses 15,598.14_ TOTAL: 15,598.14 MENARDS 5/29/12 LUMBER PART General Fund Park Maintenance 26.89 05-24-2012 11:29 AM C O U N C I L REPORT BY VENDOR- MAY 29, 2012 PAGE: 3 VENDOR SORT KEY DATE DESCRIPTION FUND DEPARTMENT AMOUNT_ _______________ TOTAL: 26.89 METRO COUNCIL ENVMT(WASTEWATER) 5/29/12 WASTE WATER SVC Sanitary Sewer Uti Sewer 56,259.05_ TOTAL: 56,259.05 MIDWEST MAILING SYSTEMS, INC. 5/29/12 NEWSLETTER POSTAGE General Fund Administration 500.00_ TOTAL: 500.00 MINNESOTA DEPT OF HEALTH 5/29/12 STATEWIDE HOSPITALITY FEE Southshore Communi Senior Community Cente 35.00_ TOTAL: 35.00 MINNESOTA LIFE 5/29/12 LIFE INS General Fund Unallocated Expenses 415.66_ TOTAL: 415.66 MINNETONKA PUBLIC SCHOOLS 5/29/12 SUMMER 2012 LIFEGUARD SVC General Fund Recreation 4,000.00_ TOTAL: 4,000.00 MISC. VENDOR ARVID JOHNSON 5/29/12 MIP-RED JOHNSON BAND-6/1/1 General Fund Recreation 500.00 BEV MURPHEY 5/29/12 COMM GARDEN CANCELED REFUN General Fund NON-DEPARTMENTAL 30.00 RICH BELLERT 5/29/12 MIP-COWBOY POETRY -06/01/1 General Fund Recreation 500.00 SWANSON, CHARLES & E 5/29/12 03-620213-00 Water Utility NON-DEPARTMENTAL 88.68_ TOTAL: 1,118.68 MN DEPT OF REVENUE 5/22/12 STATE W/H General Fund NON-DEPARTMENTAL 2,128.19_ TOTAL: 2,128.19 PERA 5/22/12 P/R DEDUCTS-PERA General Fund NON-DEPARTMENTAL 3,315.39 5/22/12 P/R DEDUCTS-PERA General Fund Administration 1,043.09 5/22/12 P/R DEDUCTS-PERA General Fund Finance 387.29 5/22/12 P/R DEDUCTS-PERA General Fund Planning 383.83 5/22/12 P/R DEDUCTS-PERA General Fund Protective Inspections 241.79 5/22/12 P/R DEDUCTS-PERA General Fund City Engineer 138.77 5/22/12 P/R DEDUCTS-PERA General Fund Public Works 738.59 5/22/12 P/R DEDUCTS-PERA General Fund Park Maintenance 273.54 5/22/12 P/R DEDUCTS-PERA General Fund Recreation 48.22 5/22/12 P/R DEDUCTS-PERA Southshore Communi Senior Community Cente 1.85 5/22/12 P/R DEDUCTS-PERA Water Utility Water 193.28 5/22/12 P/R DEDUCTS-PERA Sanitary Sewer Uti Sewer 157.69 5/22/12 P/R DEDUCTS-PERA Recycling Utility Recycling 85.81 5/22/12 P/R DEDUCTS-PERA Stormwater Managem STORMWATER MANAGEMENT 152.09_ TOTAL: 7,161.23 PETTY CASH 5/15/12 WATER SAMPLE POSTAGE Water Utility Water 6.05 5/15/12 SPRING CLEAN UP Recycling Utility NON-DEPARTMENTAL 300.00_ TOTAL: 306.05 PRUDENTIAL GROUP INSURANCE 5/29/12 LIFE INSURANCE General Fund Unallocated Expenses 781.26_ TOTAL: 781.26 PYRAMID HOME SPECAILTIES 5/29/12 WEED CONTROL General Fund Public Works 3,649.78_ TOTAL: 3,649.78 SAM'S CLUB 5/29/12 CITY HALL General Fund Municipal Buildings 139.72 5/29/12 PUBLIC WORK General Fund Public Works 218.79_ TOTAL: 358.51 05-24-2012 11:29 AM C O U N C I L REPORT BY VENDOR- MAY 29, 2012 PAGE: 4 VENDOR SORT KEY DATE DESCRIPTION FUND DEPARTMENT AMOUNT_ SCHWAAB, INC 5/29/12 DATER PADS General Fund Administration 87.96_ TOTAL: 87.96 SHOREWOOD TRUE VALUE 5/29/12 EXT CORD General Fund City Engineer 13.88_ TOTAL: 13.88 SHRED-N-GO, INC. 5/29/12 SHRED SVC General Fund Administration 34.00_ TOTAL: 34.00 SO LK MTKA POLICE DEPT 5/29/12 HENN CTY PROCESSING FEE General Fund Police Protection 75.00_ TOTAL: 75.00 SPRINT 5/29/12 SVC 04/13-05/12 Water Utility Water 62.27 5/29/12 SVC 04/13-05/12 Sanitary Sewer Uti Sewer 62.28_ TOTAL: 124.55 STRATEGIC EQUIPMENT & SUPPLY CORPORATI 5/29/12 DETERGENT SURPASS Southshore Communi Senior Community Cente 115.51_ TOTAL: 115.51 T-MOBILE 5/29/12 952-463-5836 - BRIAN HECK General Fund Administration 87.86_ TOTAL: 87.86 THIES, A. KENNETH 5/29/12 COWBOY HOE-DOWN-06/01 EVEN General Fund Recreation 100.00_ TOTAL: 100.00 TRUGREEN #5640 5/29/12 TREE/SHRUB SVC -05/12/12 General Fund Park Maintenance 52.57 5/29/12 SAW FLY TREATMENT-05/11/12 General Fund Park Maintenance 225.29_ TOTAL: 277.86 TWIN CITY WATER CLINIC 5/29/12 COLIFORM BACTERIAS Water Utility Water 100.00_ TOTAL: 100.00 VERIZON WIRELESS 5/29/12 612-865-3582 - BRAD NIELSE General Fund Planning 61.12_ TOTAL: 61.12 WACONIA FARM SUPPLY 5/29/12 MAINT EQPMT General Fund Public Works 203.80 5/29/12 MAINT EQUIPMENT General Fund Public Works 12.59 5/29/12 SVC General Fund Public Works 3.06_ TOTAL: 219.45 WARNER CONNECT 5/29/12 MAINT SVC General Fund Municipal Buildings 2,800.00_ TOTAL: 2,800.00 WELLS FARGO HEALTH BENEFIT SVCS 5/22/12 P/R DEDUCTS-HSA General Fund NON-DEPARTMENTAL 1,274.60_ TOTAL: 1,274.60 WM. MUELLER & SONS, INC. 5/29/12 BLACKTOP General Fund Public Works 2,567.50 5/29/12 PROJECT NO. 11-05 Stormwater Managem STORMWATER MANAGEMENT 15,842.63_ TOTAL: 18,410.13 XCEL ENERGY 5/29/12 5655 MERRY LANE General Fund Park Maintenance 15.58_ TOTAL: 15.58 ZEE MEDICAL SERVICE 5/29/12 FIRST AID SUPPLIES General Fund Public Works 208.81_ TOTAL: 208.81 05-24-2012 11:29 AM C O U N C I L REPORT BY VENDOR- MAY 29, 2012 PAGE: 5 VENDOR SORT KEY DATE DESCRIPTION FUND DEPARTMENT AMOUNT_ ZIEGLER, INC. 5/29/12 OIL SAMPLER KITS LOADER General Fund Public Works 28,120.00_ TOTAL: 28,120.00 **PAYROLL EXPENSES 5/21/2012 - 99/99/9999 General Fund Council 1,300.00 General Fund Administration 14,387.60 General Fund Finance 5,341.89 General Fund Planning 5,294.27 General Fund Protective Inspections 3,335.07 General Fund City Engineer 1,914.03 General Fund Public Works 10,187.37 General Fund Park Maintenance 3,936.94 General Fund Recreation 665.09 Southshore Communi Senior Community Cente 25.62 Water Utility Water 2,665.94 Sanitary Sewer Uti Sewer 2,174.81 Recycling Utility Recycling 1,183.56 Stormwater Managem STORMWATER MANAGEMENT 2,097.98_ TOTAL: 54,510.17 =============== FUND TOTALS ================ 101 General Fund 136,947.28 403 Equipment Replacement 2,828.07 490 Southshore Community Ctr. 7,652.26 601 Water Utility 3,302.11 611 Sanitary Sewer Utility 58,812.99 621 Recycling Utility 1,655.87 631 Stormwater ManagementUtil 18,252.95 -------------------------------------------- GRAND TOTAL: 229,451.53 -------------------------------------------- TOTAL PAGES: 5 #3d MEETING TYPE City of Shorewood Council Meeting Item Regular Meeting Title / Subject: Lease-Purchase Agreement with Excelsior Fire District Meeting Date: 5/29/12 Prepared by: Bruce DeJong, Finance Director Reviewed by: Larry Brown, Interim Administrator Policy Consideration: Should the City finance a fire truck for the Excelsior Fire District (EFD)? Background: The Excelsior Fire District Board authorized the department to purchase new Fire Truck in 2012. The EFD proposes to utilize a lease/purchase agreement for financing. The department contacted several firms that provide lease/purchase financing for trucks and have received a quotation for a rate of approximately 1.87%. With interest rates at all-time lows, the city has not been able to find any investments at this rate for the five year period that the lease would cover. Staff has proposed an interest rate of 1.5% to the Excelsior Fire District for the $425,000 that they have estimated to spend on the new truck. The financing would be split into several payments – starting when the chassis is purchased in June and progress payments over the next nine months as the truck is built. Payments would start June 15, 2013. Attached is the agreement which mirrors the agreement used last year for the SCBA equipment. Financial or Budget Considerations: Staff suggests paying for the equipment out of the Equipment Fund. All principle and interest will return to the equipment fund. Options: 1.Accept the terms of the agreement and authorize execution of the agreement and payment for the equipment. 2.Modify the agreement and adopt it. 3.Do nothing at this time and have the EFD seek outside financing. Recommendation / Action Requested: Accept the terms of the agreement and authorize execution of the agreement and payment for the equipment. Next Steps and Timelines: If approved, staff will work the EFD personnel to finalize details and purchase arrangements. Connection to Vision / Mission: This item is connected to the City’s of collaborating with other communities and agencies. Mission Statement: The City of Shorewood is committed to providing residents quality public services, a healthy environment, a variety of attractive amenities, a sustainable tax base, and sound financial management through effective, efficient, and visionary leadership. Page 1 LEASE-PURCHASE AGREEMENT between CITY OF SHOREWOOD, MINNESOTA, as City and EXCELSIOR FIRE DISTRICT, as Lessee Dated as of May 30, 2012 TABLE OF CONTENTS Page PARTIES AND RECITALS ................................................................................................................... 1 ARTICLE I Definitions and Exhibits Section 1.1. Definitions ...................................................................................................................... 2 Section 1.2. Exhibits ............................................................................................................................ 3 ARTICLE II Representations, Covenants and Warranties Section 2.1. Representations, Covenants and Warranties of the District ............................................. 4 Section 2.2. Representations, Covenants and Warranties of the City .................................................. 5 ARTICLE III Acquisition of Fire Equipment Section 3.1. Acquisition Cost ............................................................................................................... 6 ARTICLE IV Lease and Sale of Fire Equipment Section 4.1. Lease and Sale of Fire Equipment ................................................................................... 7 Section 4.2. Lease Payments .............................................................................................................. 7 Section 4.3. Additional Lease Payments ............................................................................................. 7 Section 4.4. Source of Lease Payments .............................................................................................. 7 Section 4.5. District’s Obligations and Remedies ................................................................................ 8 Section 4.6. Possession and Enjoyment ............................................................................................. 8 Section 4.7. City Access to Fire Equipment ......................................................................................... 8 ARTICLE V Term of Lease; Transfer or Surrender of Fire Equipment Section 5.1. Lease Term ..................................................................................................................... 9 Section 5.2. Termination of Lease Term .............................................................................................. 9 Section 5.3. City’s Interest in the Fire Equipment ................................................................................ 9 Section 5.4. Surrender of Fire Equipment ........................................................................................... 9 Section 5.5. Purchase; Conveyance of Title ........................................................................................ 9 Section 5.6. Non-Appropriation ........................................................................................................... 9 Section 5.7. Intent to Continue Term; Appropriations ........................................................................ 10 Section 5.8. Effect of Termination ..................................................................................................... 10 i ARTICLE VI General Matters Section 6.1. Use; Permits .................................................................................................................. 11 Section 6.2. Maintenance and Modification of Fire Equipment by the District .................................... 11 Section 6.3. Taxes and Other Governmental Charges ...................................................................... 11 Section 6.4. Liens ............................................................................................................................. 12 ARTICLE VII Insurance and Indemnification; Damage, Destruction and Condemnation Section 7.1. Liability Insurance .......................................................................................................... 13 Section 7.2. Property Insurance ........................................................................................................ 13 Section 7.3. Administration of Claims, Etc. ........................................................................................ 13 Section 7.4. Other Insurance and Requirements for All Insurance .................................................... 13 Section 7.5. Indemnification .............................................................................................................. 14 Section 7.6. Damage, Destruction and Condemnation ...................................................................... 14 Section 7.7. Cooperation of City ......................................................................................................... 14 ARTICLE VIII Option to Purchase; Option to Prepay Section 8.1. Option to Purchase or Prepay ....................................................................................... 15 Section 8.2. Exercise of Option 15 Section 8.3. Prerequisite; No Default ................................................................................................ 15 ARTICLE IX Assignment, Subleasing, Indemnification, Mortgaging and Selling Section 9.1. Assignment by City ........................................................................................................ 16 Section 9.2. Assignment and Subleasing by the District .................................................................... 16 Section 9.3. Restriction on Sale of Fire Equipment by the District ..................................................... 16 ARTICLE X Events of Default and Remedies Section 10.1. Events of Default Defined ............................................................................................ 17 Section 10.2. Remedies on Default ................................................................................................... 18 Section 10.3. Delay; Notice ............................................................................................................... 18 Section 10.4. No Remedy Exclusive ................................................................................................. 18 Section 10.5. No Additional Waiver Implied by One Waiver .............................................................. 18 ii ARTICLE XI Administrative Provisions Section 11.1. Notices ............................................................................................................ 19 Section 11.2. Binding Effect .................................................................................................. 19 Section 11.3. Severability ...................................................................................................... 19 Section 11.4. Amendments, Changes and Modifications ....................................................... 19 Section 11.5. Further Assurances and Corrective Instruments .............................................. 19 Section 11.6. Execution in Counterparts ............................................................................... 19 Section 11.7. Applicable Law ................................................................................................ 19 Section 11.8. Authorized Officers .......................................................................................... 19 Section 11.9. Captions .......................................................................................................... 20 Iii THIS LEASE-PURCHASE AGREEMENT, dated as of February 14, 2011 (the “Lease”), IS by and between the CITY OF SHOREWOOD, MINNESOTA, a municipal corporation and political subdivision of the State of Minnesota (the “City”), as lessor, and the EXCELSIOR FIRE DISTRICT, a joint powers organization under the laws of the State of Minnesota (the “District”), as lessee; WITNESSETH WHEREAS, the District is authorized by law to acquire such items of real and personal property as are needed to carry out its governmental and proprietary functions, and to acquire such real and personal property by entering into lease-purchase contracts; and WHEREAS, the District has determined that it is necessary for it to acquire pursuant to this Lease the City’s interest in certain fire department equipment (the “Fire Equipment”); and WHEREAS, the City is willing to provide the funds necessary to acquire the Fire Equipment and to lease and sell the Fire Equipment to the District, pursuant to this Lease; and NOW, THEREFORE, in the joint and mutual exercise of their powers, and in consideration of the mutual covenants herein contained, the parties hereto recite and agree as follows: (The remainder of this page is intentionally left blank.) 1 ARTICLE I Definitions and Exhibits Section 1.1. Definitions. Unless the context otherwise requires, the terms defined in this Section shall, for all purposes of this Lease and Exhibits attached hereto, have the meanings herein specified: “Acquisition Cost” means the cost of acquisition of the Fire Equipment from the manufacturer thereof. “Additional Lease Payments” means payments due from the District pursuant to Section 4.3 hereof. “Authorized Officer,” when used with respect to the District, means its Chair, its Fire Chief, or any other person who is designated in writing by the District as an Authorized Officer for purposes of this Lease, and when used with respect to the City means its Mayor, its City Administrator, or any other person who is designated in writing by the City as an Authorized Officer for purposes of this Lease. “City” means the City of Shorewood, Minnesota. “District” means the Excelsior Fire District. “Fire Equipment” means the Fire Equipment leased and sold to the District pursuant to this Lease, which Fire Equipment is specifically described in Exhibit A attached hereto. “Fiscal Year” means the twelve-month fiscal period of the City, which commences on January 1 and ends on December 31 in each year. “Independent,” when used with reference to an attorney, engineer, architect, certified public accountant, consultant or other professional person, means a person who (i) is in fact independent, (ii) does not have any material financial interest in the transaction to which such person’s certificate or opinion relates (other than payment to be received for professional services rendered), and (iii) is not connected with the City or the District as an officer, director or employee. “Independent Counsel” means an Independent attorney duly admitted to practice law before the highest court of any state. “Lease” means this Lease-Purchase Agreement, between the City, as lessor, and the District, as lessee, as amended or supplemented from time to time. “Lease Payment” means each of the payments due from the District to the City on each Lease Payment Date during the Term of this Lease, as shown on Exhibit B. “Lease Payment Date” means the date upon which any Lease Payment is due and payable as provided in Exhibit B. “Permitted Encumbrances” means, as of any particular time: (i) liens for taxes not then delinquent, or which the District may, pursuant to provisions of Section 6.3 hereof, permit to remain unpaid, (ii) this Lease and amendments hereto, and (iii) the City’s interest in the Fire Equipment. 2 “Purchase Price” means the amount necessary to pay the outstanding principal portion of Loan Payments due for the remaining Term of this Lease, as shown on Exhibit B. “State and Federal Laws” means the Constitution and any law of the State of Minnesota and any ordinance, rule or regulation of any agency or political subdivision of the State of Minnesota; and any law of the United States, and any rule or regulation of any executive department or federal agency. “Term” means the period during which this Lease may remain in effect as specified in Section 5.1. Section 1.2. Exhibits. The following Exhibits are attached to and by reference made a part of this Lease: Exhibit A: A description of the Fire Equipment. Exhibit B: The Lease Payments coming due during the Lease Term. 3 ARTICLE II Representations, Covenants and Warranties Section 2.1. Representations, Covenants and Warranties of the District. The District represents, covenants and warrants as follows: (a) The District is authorized under the Constitution and laws of the State of Minnesota to enter into this Lease and the transactions contemplated hereby, and to perform all of its obligations hereunder. (b) Neither the execution and delivery of this Lease, nor the fulfillment of or compliance with the terms and conditions thereof, nor the consummation of the transactions contemplated thereby, conflicts with or results in a breach of the terms, conditions or provisions of any restriction or any agreement or instrument to which the District is now a party or by which the District is bound, constitutes a default under any of the foregoing, or results in the creation or imposition of any lien, charge or encumbrance whatsoever upon any of the property or assets of the District. (c) This Lease is entered into under authority of and pursuant to Minnesota Statutes, Section 465.71, as amended. (d) The officers of the District executing this Lease have been duly authorized to do so. (e) The District will not pledge or assign this Lease, or its rights, duties and obligations hereunder to any other person, firm or corporation except as provided under the terms of this Lease. (f) Subject to the provisions of Section 5.6 hereof, the District’s administration will include in the annual budget of the District submitted to its governing body, for each Fiscal Year during the Lease Term, money sufficient to pay and for the purpose of paying all Lease Payments and Additional Lease Payments and other obligations of the District under this Lease, and for this purpose the District will make a reasonable estimate of Additional Lease Payments to become due in the next fiscal year, and will take all other actions necessary to provide money for the payment of the obligations of the District under this Lease from sources of the District lawfully available for this purpose. (g) Except to the extent specifically provided herein, the District is not obligated to appropriate or otherwise provide money for the payment of the Lease Payments or any other amounts coming due hereunder; and in the event of non-appropriation or non-renewal by the District, the District shall not be liable for general, special, incidental, consequential or other damages resulting therefrom. This Lease does not constitute a general obligation of the District, and the full faith and credit and taxing powers of the District are not pledged for the payment of the Lease Payments or other amounts coming due, or other actions required to be performed, hereunder. (h) The District declares its current need for the Fire Equipment. The District has determined that the Purchase Price to be paid for the Fire Equipment under this Lease represents the fair market value of the Fire Equipment; that Lease Payments and Additional Lease Payments hereunder during the Lease Term represent the fair value of the use of the Fire Equipment, and that the Purchase Price represents the fair purchase price of the Fire Equipment. The District determines that the Lease 4 Payments and Additional Lease Payments do not exceed a reasonable amount so as to place the District under an economic compulsion to renew this Lease or to exercise its option to purchase the Fire Equipment hereunder. In making such determinations the District has given consideration to the costs of the Fire Equipment, the uses and purposes for which the Fire Equipment will be employed by the District, the benefit to the District by reason of the acquisition of the Fire Equipment pursuant to the terms and provisions of this Lease and the District’s option to purchase the Fire Equipment. The District determines and declares that the acquisition of the Fire Equipment and the leasing of the Fire Equipment pursuant to this Lease will result in facilities of comparable quality and meeting the same requirements and standards as would be necessary if the acquisition of the Fire Equipment were performed by the District other than pursuant to this Lease. The District determines and declares that the period during which the District has an option to purchase the Fire Equipment (i.e., the Term of this Lease) does not exceed the useful life of the Fire Equipment. Section 2.2. Representations, Covenants and Warranties of the City. The City represents, covenants and warrants as follows: (a) The City is authorized under the Constitution and laws of the State of Minnesota to enter into this Lease and the transactions contemplated hereby, and to perform all of its obligations hereunder. (b) The officers of the City executing this Lease have been duly authorized to do so. (c) Neither the execution and delivery of this Lease, nor the fulfillment of or compliance with the terms and conditions thereof, nor the consummation of the transactions contemplated thereby, conflicts with or results in a breach of the terms, conditions or provisions of any restriction or any agreement or instrument to which the City is now a party or by which the City is bound, constitutes a default under any of the foregoing, or results in the creation or imposition of any lien, charge or encumbrance whatsoever upon any of the property or assets of the City, or upon the Fire Equipment, except Permitted Encumbrances. 5 ARTICLE III Acquisition of Fire Equipment Section 3.1. Acquisition Cost. The total Acquisition Cost of the Equipment is estimated to be not less than $425,000. In order to provide the money needed to pay the Acquisition Cost when due, and in consideration of the actions agreed to be performed by the District under this Lease, the City has provided to the District the sum of $425,000. (The remainder of this page is intentionally left blank.) 6 ARTICLE IV Lease and Sale of Fire Equipment Section 4.1. Lease and Sale of Fire Equipment. The City hereby leases and sells its interest in the Fire Equipment to the District, and the District hereby leases and purchases the City’s interest in the Fire Equipment from the City, upon the terms and conditions set forth in this Lease. The sale shall be completed in accordance with the terms of Section 5.5 hereof. The Fire Equipment is leased and sold in its present condition without representation or warranty of any kind by the City, and subject to all applicable legal requirements now or hereafter in effect. Section 4.2. Lease Payments. Subject to the provisions of Section 4.4 hereof, the District shall pay to the City Lease Payments at the times and in the manner specified in the attached Exhibit B. The Lease Payments shall be paid to the City in lawful money of the United States of America. Section 4.3. Additional Lease Payments. During the Term of this Lease, the District shall pay or cause to be paid as Additional Lease Payments the following amounts: (a) All expenses incurred in connection with the enforcement of any rights under this Lease by the City. (b) All other payments of whatever nature which the District has agreed to pay or assume under the provisions of this Lease (including, without limitation, any amounts advanced under Section 6.2(b) hereof and interest thereon). Section 4.4. Source of Lease Payments. Notwithstanding any other provision of this Lease apparently to the contrary, this Lease shall not constitute a general obligation of the District, and the full faith and credit of the District are not pledged for the payment of the Lease Payments or the performance by the District of its obligations hereunder. The Lease Payments and Additional Lease Payments shall be paid, and other obligations of the District hereunder shall be met, solely from the amount appropriated by the District’s governing board for such purpose in the District’s annual budget and shall constitute a current expense of the District for the Fiscal Year then in effect. This Lease shall not constitute an indebtedness of the District within the meaning of the Constitution and laws of the State of Minnesota. Subject to the foregoing provisions of this Section 4.4, so long as this Lease is in effect, the District shall use any legally available funds to make delinquent and future Lease Payments hereunder. The other obligations of the District hereunder shall be met solely from one or more of the following: (a) Net Proceeds of insurance or self-insurance required to be maintained by the District under Article VII; (b) Net Proceeds of any condemnation award with respect to the Fire Equipment; and (c) money from time to time appropriated by the District’s governing board for this purpose, provided that the District’s governing board shall have no legal obligation to appropriate money for this purpose. Section 4.5. District’s Obligations and Remedies. 7 (a) Except as provided in Section 5.6 hereof, the District’s obligation to pay Lease Payments due with respect to the Fire Equipment, and to perform and observe all other covenants and agreements of the District contained herein, shall be absolute and unconditional; and the Lease Payments and Additional Lease Payments due and payable hereunder shall be made without notice or demand and without set-off, counterclaim, abatement, deduction or defense including, without limitation, any failure or delay by the City in the performance of any of its obligations hereunder, and irrespective of whether the District’s or the City’s title thereto or to any part thereof is defective or nonexistent, and notwithstanding any damage to, loss, theft or destruction of the Fire Equipment or any part thereof, any failure of consideration, any change in the tax or other laws of the United States of America, the State of Minnesota or any political subdivision thereof, any change in the City’s legal organization or status, or any default of the City hereunder, and regardless of the invalidity of any action of the City, and regardless of the invalidity of any portion of this Lease. (b) Notwithstanding any provision or covenant contained in this Lease, the District is not obligated to renew the Lease beyond any Fiscal Year from time to time in effect, nor is it obligated to budget or appropriate money or to pay Lease Payments or Additional Lease Payments beyond the end of the Fiscal Year in effect at a given time. (c) Nothing in this Lease shall be construed to release the City from the performance of any agreement on its part herein contained or as a waiver by the District of any rights or claims which the District may have against the City under this Lease or otherwise, but any recovery upon such rights and claims shall be had from the City separately, it being the intent of this Lease that the District shall be unconditionally and absolutely obligated to perform fully all of its obligations, agreements and covenants under this Lease during the Term of this Lease unless sooner terminated in accordance with Section 5.2 hereof (including the obligation to make Lease Payments and Additional Lease Payments). The District may, however, at its own cost and expense and in its own name or in the name of the City, prosecute or defend any action or proceeding or take any other action involving third persons which the District deems reasonably necessary in order to secure or protect its right of possession and use hereunder, and in such event the City agrees to cooperate fully with the District and to take all action necessary to effect the substitution of the District for the City in any such action or proceeding if the District shall so request. Section 4.6. Possession and Enjoyment. The City covenants to provide the District during the Term of this Lease with quiet use and enjoyment of the Fire Equipment, and the District shall during such Term peaceably and quietly have and hold and enjoy the Fire Equipment, without suit, trouble or hindrance from the City, except as expressly set forth in this Lease. At the request of the District and at the District’s cost, the City will join in any legal action in which the District asserts its right to such possession and enjoyment to the extent the City may lawfully do so. Section 4.7. City Access to Fire Equipment. The City shall have the right at all reasonable times to examine and inspect the Fire Equipment, and shall have such rights of access to the Fire Equipment as may be reasonably necessary to cause the proper maintenance thereof in the event of failure by the District to perform its obligations hereunder. 8 ARTICLE V Term of Lease; Transfer or Surrender of Fire Equipment Section 5.1. Lease Term. Subject to the provisions of Section 5.6 hereof, this Lease shall be in effect for a Term commencing upon the execution hereof and ending on December 31, 2016. Section 5.2. Termination of Lease Term. The Term of this Lease will terminate upon the occurrence of the first of the following events: (a) non-appropriation by the District pursuant to Section 5.6 hereof; (b) the payment by the District of the Purchase Price, pursuant to Section 8.1; or (c) a default by the District and the City’s election to terminate this Lease pursuant to Article X. Section 5.3. City’s Interest in the Fire Equipment. Upon payment of all Lease Payments and Additional Lease Payments due hereunder, or upon prepayment of the Lease Payments and Additional Lease Payments in accordance with Article VIII hereof, full and unencumbered legal title to the Fire Equipment shall pass to the District, and the City shall have no further interest therein. In such event the City and its officers shall take all actions necessary to authorize, execute and deliver to the District any and all documents necessary to vest in the District all of the City’s right, title and interest in and to the Fire Equipment, free and clear of all liens, leasehold interests, encumbrances (other than Permitted Encumbrances), including, if necessary, a release of any and all interests or liens created under the provisions of this Lease. Section 5.4. Surrender of Fire Equipment. Upon termination of the Term of this Lease pursuant to Section 5.2, clause (a) or (c), or upon exercise by the City of its right to take possession of the Fire Equipment under Section 10.2 hereof, the District shall surrender the Fire Equipment to the City in the condition in which it was originally received, except as repaired, rebuilt, restored, altered or added to as permitted or required hereby, ordinary wear and tear excepted. Section 5.5. Purchase; Conveyance of Title. At any time when the Purchase Price, together with any unpaid or delinquent interest, has been fully paid or provided for, whether by (i) payment of all Lease Payments and Additional Lease Payments as provided in Section 5.1 hereof, or (ii) payment of the Purchase Price as provided in Article VIII hereof, then the purchase of the Fire Equipment by the District shall be deemed to have been completed. The City shall thereupon deliver to the District such instruments of conveyance or release as, in the opinion of the District, may be necessary to release the interests of the City in the Fire Equipment. Section 5.6. Non-Appropriation. If the governing body of the District does not appropriate or budget money sufficient to pay the Lease Payments and reasonably estimated Additional Lease Payments coming due in the next Fiscal Year, as determined by the District’s budget for the Fiscal Year in question, then the Term of this Lease shall terminate at the end of the then-current Fiscal Year. The governing body of the District shall effect such non-appropriation by adoption of a resolution specifically referring to this Lease and determining (i) not to provide money for payments due hereunder in the next Fiscal Year, and (ii) that the Lease shall terminate at the end of the then-current Fiscal Year, and the 9 District shall give the City a written notice of such non-appropriation and shall pay to the City any Lease Payments and Additional Lease Payments which are due and have not been paid at or before the end of its then-current Fiscal Year. The District shall endeavor to give as much notice of non-renewal as possible prior to the end of such Fiscal Year, but in any event the District shall not be required to give more than twelve (12) months’ notice, and shall notify the City of any anticipated termination. In the event of termination of this Lease as provided in this Section, the District shall surrender possession of the Fire Equipment to the City in accordance with Section 5.4 hereof and convey to the City or release its interest in the Fire Equipment within ten (10) days after the expiration of the then-current term. Section 5.7. Intent to Continue Term; Appropriations. The District presently intends to continue this Lease for its entire Term and to pay all Lease Payments specified in Exhibit B and Additional Lease Payments. The District reasonably believes that money in an amount sufficient to make all such Lease Payments and Additional Lease Payments can and will lawfully be appropriated or budgeted and made available. Section 5.8. Effect of Termination. Upon termination of this Lease as provided in Section 5.6 hereof, the District shall not be responsible for the payment of any Lease Payments or Additional Lease Payments coming due with respect to succeeding Fiscal Years, but if the District has not delivered possession of the Fire Equipment to the City in accordance with Section 5.4 hereof and conveyed to the City or released its interest in the Fire Equipment within ten (10) days after the termination date, the termination shall nevertheless be effective, but the District shall be responsible for the payment of damages in an amount equal to the amount of the Lease Payments thereafter coming due under Exhibit B and Additional Lease Payments which are attributable to the number of days during which the District fails to take such actions and for any other loss suffered by the City as a result of the District’s failure to take such actions as required. The District shall be required to pay over to the City any money, which it has appropriated or budgeted for the purpose of paying obligations under this Lease for any Fiscal Years preceding the Fiscal Year for which non-renewal under Section 5.6 is effective. 10 ARTICLE VI General Matters Section 6.1. Use; Permits. The District shall exercise due care in the use, operation and maintenance of the Fire Equipment, and shall not use, operate or maintain the Fire Equipment improperly, carelessly, in violation of any State and Federal Law or for a purpose or in a manner contrary to that contemplated by this Lease. The District shall obtain or cause to be obtained all permits and licenses necessary for the operation, possession and use of the Fire Equipment. The District shall comply with all State and Federal Laws applicable to the operation, possession and use of the Fire Equipment, and if compliance with any such State and Federal Law requires changes or additions to be made to the Fire Equipment, such changes or additions shall be made by the District at its expense. Section 6.2. Maintenance and Modification of Fire Equipment by the District. During the Term of this Lease the District shall, at its own expense, maintain, preserve and keep the Fire Equipment in good repair, working order and condition, and shall from time to time make all repairs, replacements and improvements necessary to keep the Fire Equipment in such condition. The City shall have no responsibility for any of these repairs, replacements or improvements. In addition, the District shall, at its own expense, have the right to remodel the Fire Equipment or to make additions, modifications and improvements thereto. All such additions, modifications and improvements shall thereafter comprise part of the Fire Equipment and be subject to the provisions of this Lease. Such additions, modifications and improvements shall not in any way damage the Fire Equipment; and the Fire Equipment, upon completion of any additions, modifications and improvements made pursuant to this Section, shall be of a value not less than the value of the Fire Equipment immediately prior to the making of such additions, modifications and improvements. The District will not permit any lien to be established or remain against the Fire Equipment for labor or materials furnished in connection with any additions, modifications, improvements, repairs, renewals or replacements made by the District pursuant to this Section; provided that if any such lien is established and the District shall first notify the City of the District’s intention to do so, the District may in good faith contest any lien filed or established against the Fire Equipment, and in such event may permit the items so contested to remain undischarged and unsatisfied during the period of such contest and any appeal therefrom unless the City shall notify the District that, in the opinion of Independent Counsel, by nonpayment of any such item the interest of the City in the Fire Equipment will be materially endangered or the Fire Equipment or any part thereof will be subject to loss or forfeiture, in which event the District shall promptly pay and cause to be satisfied and discharged all such unpaid items or provide the City with full security against any such loss or forfeiture, in form satisfactory to the City. The City will cooperate fully with the District in any such contest, upon the request and at the expense of the District. Section 6.3. Taxes and Other Governmental Charges. During the Term of this Lease the District shall also pay or cause to be paid when due all taxes and governmental charges of any kind whatsoever which may at any time be lawfully assessed or levied against or with respect to the Fire Equipment or the Lease Payments, and which become due during the Term of this Lease with respect thereto. The District may, at the District’s expense and in the District’s name, in good faith contest any such taxes and other charges, and, in the event of any such contest, may permit the taxes or other charges so contested to remain unpaid during the period of such contest and any appeal therefrom unless the City shall notify the District that, in the opinion of Independent Counsel, by nonpayment of any such items the interest of the City in the Fire Equipment will be materially endangered or the Fire Equipment or any part thereof will be subject to loss or forfeiture, in which event the District shall 11 promptly pay such taxes, assessments or charges or provide the City with full security against any loss which may result from nonpayment, in form satisfactory to the City. Section 6.4. Liens. The District shall not, directly or indirectly, create, incur, assume or suffer to exist any pledge, lien, charge, encumbrance or claim on or with respect to the Fire Equipment, except the respective rights of the City and the District as herein provided and Permitted Encumbrances. Except as expressly provided in this Article, the District shall promptly, at its own expense, take such action as may be necessary to duly discharge or remove any such pledge, lien, charge, encumbrance or claim if the same shall arise at any time. The District shall reimburse the City for any expense incurred by it in order to discharge or remove any such pledge, lien, charge, encumbrance or claim. (The remainder of this page is intentionally left blank.) 12 ARTICLE VII Insurance and Indemnification; Damage, Destruction and Condemnation Section 7.1. Liability Insurance. During the Term of this Lease the District shall procure and maintain continuously in effect with respect to the Fire Equipment, insurance against liability for injuries to or death of any person or damage to or loss of property arising out of or in any way relating to the maintenance, use or operation of the Fire Equipment in amounts not less than the District’s tort liability limits under Minnesota Statutes, Chapter 466 for death of or personal injury to any one person, in amounts not less than the District’s tort liability limits under Minnesota Statutes, Chapter 466 for all personal injuries and deaths arising out of any one occurrence, and in amounts not less than the District’s tort liability limits under Minnesota Statutes, Chapter 466 for property damage arising out of any one occurrence. It is understood that with respect to persons or entities other than the City, this insurance covers any and all liability of the District and its officers, employees and agents. As an alternative to the purchase of liability insurance, the District may self-insure against such liabilities in accordance with the provisions of applicable law. Policies of commercial insurance may include deductibles of no more than ten percent (10%) of policy amounts. Section 7.2. Property Insurance. During the Term of this Lease, the District shall procure and maintain continuously in effect, to the extent of the full insurable value of the Fire Equipment, in an amount at least equal to the Purchase Price in effect from time to time, insurance against loss from or damage by vandalism and fire, with a uniform standard extended coverage endorsement limited only as may be provided in the standard form of extended coverage endorsement at the time in use in the State of Minnesota, in such amount as will be at least sufficient so that a claim may be made for the full replacement cost of any part thereof damaged or destroyed. All policies (or endorsements or riders) evidencing insurance required in this Section shall be carried in the names of the District and the City as their respective interests may appear. Section 7.3. Administration of Claims, Etc. Neither the District nor the City shall be required to prosecute any claim against or contest any settlement proposed by any insurer, but any of them may prosecute any such claim or contest any such settlement. In the event of a contest by the District, it shall be at the District’s expense, and the District may bring such claim or contest in the name of the City, the District or both, and the City will join therein at the District’s written request upon the receipt by the City of an indemnity from the District against all costs, liabilities and expenses in connection with such claim or contest. Section 7.4. Other Insurance and Requirements for All Insurance. All insurance required by this Article may be carried under a separate policy or a rider or endorsement; shall be taken out and maintained with responsible insurance companies organized under the laws of one of the states of the United States and qualified to do business in the State of Minnesota; shall contain a provision that the insurer shall not cancel or revise coverage thereunder without giving written notice to the District and the City at least thirty (30) days before the cancellation or revision becomes effective; and shall name the District and the City as insured parties. The insurance required by Sections 7.1 and 7.2 hereof may be provided by the District pursuant to an umbrella policy which provides coverage for the amounts and the insurable incidents provided in such Sections. Annually, the District shall deposit with the City policies evidencing any such insurance procured by it, or a certificate or certificates of the respective insurers stating that such insurance is in force and effect, along with a certificate from an insurance consultant stating that all insurance complies with the requirements of this Article VII. Before the 13 expiration of any such policy, the District shall furnish to the City evidence that the policy has been renewed or replaced by another policy conforming to the provisions of this Article, unless such insurance is no longer obtainable, in which event the District shall file its self-insurance plan with the City. Section 7.5. Indemnification. As between the City and the District, to the extent permitted by the laws of the State of Minnesota, the District assumes all risks and liabilities, whether or not covered by insurance, for loss or damage to the Fire Equipment and for injury to or death of any person or damage to any property, whether such injury or death be with respect to agents or employees of the District, the City or of third parties, and whether such property damage be to the District’s or the City’s property or the property of others, which is proximately caused by the negligent conduct of the District, its officers, employees, agents and lessees, or arising out of the operation, maintenance or use of the Fire Equipment by the District, its officers, employees, agents and lessees. The District hereby assumes responsibility for and agrees to reimburse the City for all liabilities, obligations, losses, damages, penalties, claims, actions, costs and expenses (including reasonable attorney's fees) of whatsoever kind and nature, imposed on, incurred by or asserted against the City or its officers or employees that in any way relate to or arise out of a claim, suit or proceeding based in whole or in part on the foregoing, to the maximum extent permitted by law. Section 7.6. Damage, Destruction and Condemnation. If the Fire Equipment or any portion thereof is destroyed (in whole or in part) or is damaged by fire or other casualty or title to or the temporary use of the Fire Equipment, or the interest of the District or the City in the Fire Equipment, the District shall be obligated to continue to pay the Lease Payments and Additional Lease Payments due with respect to the Fire Equipment. Section 7.7. Cooperation of City. The City shall cooperate fully with the District at the expense of the District in filing any proof of loss with respect to any insurance policy covering the casualties described in Section 7.6 hereof and in the prosecution or defense of any prospective or pending condemnation proceeding with respect to the Fire Equipment or any part thereof and will, to the extent it may lawfully do so, permit the District to litigate in any proceeding resulting therefrom in the name of and on behalf of the City. In no event will the City voluntarily settle, or consent to the settlement of, any proceeding arising out of any insurance claim with respect to the Fire Equipment or any part thereof without the written consent of the District. (The remainder of this page is intentionally left blank.) 14 ARTICLE VIII Option to Purchase; Option to Prepay Section 8.1. Option to Purchase or Prepay. The District shall have the option to prepay unpaid Prepayments may occur on any Lease Payments and Additional Lease Payments, in whole or in part. date lease payments are due. Section 8.2. Exercise of Option. The District shall give notice to the City of its intention to exercise its purchase or prepayment option not less than thirty (30) days in advance of the date of prepayment or purchase, and shall pay to the City on the date of prepayment or purchase the prepayment amount or (in the event of a purchase) an amount equal to the then current Purchase Price, plus unpaid interest accrued on the Purchase Price since the preceding Lease Payment Date at the rate specified in Exhibit B hereof. Section 8.3. Prerequisite; No Default. The District may exercise the rights specified in Sections 8.1 and 8.2 only if it is not in default under this Lease or if the exercise of such rights cures any default that then exists. (The remainder of this page is intentionally left blank.) 15 ARTICLE IX Assignment, Subleasing, Indemnification, Mortgaging and Selling Section 9.1. Assignment by City. The City’s rights and obligations under this Lease, including the right to receive and enforce payment of the Lease Payments and Additional Lease Payments to be made by the District under this Lease and its interest in the Fire Equipment, may be assigned, pledged or transferred, in whole or in part, at any time. The City shall give notice to the District of any such assignment, pledge or transfer. Section 9.2. Assignment and Subleasing by the District. The rights and obligations of the District under this Lease may not be assigned by the District without the written consent of the City. Section 9.3. Restriction on Sale of Fire Equipment by the District. Without the prior written consent of the City, the District will not sell, assign, transfer or convey the Fire Equipment or any portion thereof during the Term of this Lease. (The remainder of this page is intentionally left blank.) 16 ARTICLE X Events of Default and Remedies Section 10.1. Events of Default Defined. Any one or more of the following events shall be an “Event of Default” under this Lease: (a) Failure by the District to pay any Lease Payment, Additional Lease Payment, or other payment required to be paid hereunder at the time and from the sources specified herein. (b) Failure by the District to observe and perform any covenant, condition or agreement on its part to be observed or performed, other than as referred to in clause (a) of this Section, for a period of sixty (60) days after written notice specifying such failure and requesting that it be remedied has been given to the District by the City, unless the City shall agree in writing to an extension of such time prior to its expiration; provided, however, if the failure stated in the notice cannot be corrected within the applicable period, the City shall not unreasonably withhold its consent to an extension of such time if corrective action is instituted by the District within the applicable period and diligently pursued until the default is corrected. (c) The occurrence of any of the following events: (i) The District shall (a) apply for or consent to the appointment of, or the taking of possession by, a receiver, custodian, trustee, liquidator or the like of the District or of all or a substantial part of its property, (b) commence a voluntary case under the Federal Bankruptcy Code (as now or hereafter in effect), or (c) file a petition seeking to take advantage of any other law relating to bankruptcy, insolvency, reorganization, winding-up or composition or adjustment of debts; or (ii) A proceeding or case shall be commenced, without the application or consent of the District, as the case may be, in any court of competent jurisdiction, seeking (a) the liquidation, reorganization, dissolution, winding-up, or the composition or adjustment of debts, of the District, (b) the appointment of a trustee, receiver, custodian, liquidator or the like of the District, or (c) similar relief in respect of the District under any law relating to bankruptcy, insolvency, reorganization, winding-up or composition or adjustment of debts, and such proceeding or case has not been dismissed within sixty (60) days of the filing thereof. The provisions of Section 10.1(b) are subject to the following limitation: if by reason of force majeure either party is unable in whole or in part to carry out its obligations under this Lease, it shall not be deemed in default during the continuance of such inability or during any other delays which are a direct consequence of the force majeure inability, and the time for such performance shall be extended to cover such delays. The term “force majeure” as used herein shall mean, without limitation, the following: acts of God; strikes, lockouts or other industrial disturbances; acts of public enemies; orders or restraints of any kind of the government of the United States of America or any of its departments, agencies or officials, or any civil or military authority, or the State of Minnesota or any of its departments, agencies or officials; insurrections; riots; landslides; earthquakes; fires; storms; droughts; floods; explosions; breakage or accident to machinery, transmission pipes or canals; or any other cause or event not reasonably within the control of a party and not resulting from its negligence. Each party agrees, however, to remedy with all reasonable dispatch the cause or causes preventing it from carrying out its agreements. 17 Section 10.2. Remedies on Default. Whenever any Event of Default shall have happened and be continuing, the City may take, but only upon not less than five (5) days’ written notice to the District, one or any combination of the following remedial steps: (a) Without terminating this Lease, take possession of the Fire Equipment and exclude the District from using it until the Event of Default is cured; or (b) Subject to the provisions of Section 5.6 hereof, take any action at law or in equity which may appear necessary or desirable to: (i) collect the Lease Payments and Additional Lease Payments then due for the Fiscal Year then in effect; (ii) collect any Lease Payments and Additional Lease Payments to become due and payable during the current Fiscal Year; or (iii) enforce performance and observance of any obligation, agreement or covenant of the District under this Lease; or (c) Terminate the Term of this Lease, exclude the District from possession of the Fire Equipment, and use its best efforts to lease or sell the Fire Equipment to another for the account of the District, holding the District liable for the difference between the rentals received and the Lease Payments and Additional Lease Payments which would have been receivable hereunder for the Fiscal Year then in effect. Section 10.3. Delay; Notice. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver thereof, but any such right and power may be exercised from time to time and as often as may be deemed expedient. In order to entitle any party to exercise any remedy reserved to it in this Lease it shall not be necessary to give any notice, other than such notice as may be required in this Lease. Section 10.4. No Remedy Exclusive. No remedy herein conferred upon or reserved to the City is intended to be exclusive and every such remedy shall be cumulative and shall be in addition to every other remedy given under this Lease or now or hereafter existing at law or in equity. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver thereof, but any such right and power may be exercised from time to time and as often as may be deemed expedient. Section 10.5. No Additional Waiver Implied by One Waiver. In the event any agreement contained in this Lease is breached by either party and thereafter waived by the other party, such waiver shall be limited to the particular breach so waived and shall not be deemed to waive any other breach hereunder. 18 ARTICLE XI Administrative Provisions Section 11.1. Notices. All notices, certificates or other communications hereunder shall be sufficiently given and shall be deemed given when delivered or deposited in the United States mail in certified or registered form with postage fully prepaid: If to the District: Excelsior Fire District 24100 Smithtown Road Shorewood, Minnesota 55331 If to the City: City of Shorewood, Minnesota 5575 Country Club Road Shorewood, Minnesota 55331 The District or the City, by notice given hereunder, may designate different addresses to which subsequent notices, certificates or other communications will be sent. Section 11.2. Binding Effect. This Lease shall inure to the benefit of and shall be binding upon the City and the District and their respective successors and assigns. Section 11.3. Severability. In the event any provision of this Lease shall be held invalid or unenforceable by any court or competent jurisdiction, such holding shall not invalidate or render unenforceable any other provision hereof. Section 11.4. Amendments, Changes and Modifications. This Lease may be amended or any of its terms modified only by written amendment authorized and executed by the District and the City; provided that no such amendment shall be effective without the consent of any person or entity to whom the rights of the City to receive Lease Payments due hereunder has been assigned. Section 11.5. Further Assurances and Corrective Instruments. The City and the District agree that they will, if necessary, execute, acknowledge and deliver, or cause to be executed, acknowledged and delivered, such supplements hereto and such further instruments as may reasonably be required for correcting any inadequate or incorrect description of the Fire Equipment or for carrying out the expressed intention of this Lease. Section 11.6. Execution in Counterparts. This Lease may be simultaneously executed in several counterparts, each of which shall be an original and all of which shall constitute but one and the same instrument. Section 11.7. Applicable Law. This Lease shall be governed by and construed in accordance with the laws of the State of Minnesota. Section 11.8. Authorized Officers. Whenever under the provisions of this Lease the approval of the City or the District is required, or the City or the District is required to take some action at the request of the other, such approval of such request shall be given for the City or for the District by an Authorized Officer, and any party hereto shall be authorized to rely upon any such approval or request. 19 Section 11.9. Captions. The captions or headings in this Lease are for convenience only and in no way define, limit or describe the scope or intent of any provisions or Sections of this Lease. (The remainder of this page is intentionally left blank.) 20 IN WITNESS WHEREOF, the City has caused this Lease to be executed in its name by its duly authorized officers and sealed with its corporate seal, and the District has caused this Lease to be executed in its name by its duly authorized officers, as of the date first above written. CITY OF SHOREWOOD, MINNESOTA, as Lessor By ____________________________________________ Its Mayor By ____________________________________________ Its City Administrator EXCELSIOR FIRE DISTRICT, as Lessee By ____________________________________________ Its Chair By ____________________________________________ Its Fire Chief 21 EXHIBIT A Description of Fire Equipment Lease Purchase - Appendix B Inputs Loan principal amount $425,000.00 Annual interest rate 1.500% Loan period in years 5 Base year of loan 2012 Base month of loan June Payments Cumulative Cumulative Ending Year Month Payment Principal Interest Principal Interest Balance 6/15/12 $425,000.00 6/15/13 $88,865.00 $82,490.00 $6,375.00 $82,490.00 $6,375.00 $342,510.00 6/15/14 $88,865.00 $83,727.35 $5,137.65 $166,217.35 $11,512.65 $258,782.65 6/15/15 $88,865.00 $84,983.26 $3,881.74 $251,200.61 $15,394.39 $173,799.39 6/15/16 $88,865.00 $86,250.87 $2,614.13 $337,451.48 $18,008.52 $87,548.52 6/15/17 $88,861.75 $87,548.52 $1,313.23 $425,000.00 $19,321.75 $0.00 MEMORANDUM Date: May 24, 2012 To: Mayor Lizee Council Members From: Bruce DeJong, Finance Director Re: April, 2012 Monthly Budget Report ______________________________________________________________ The 2012 General Fund budget is about where we would expect it to be at this point in the year – actually a little under last years’ total expenses. The only real challenge is to properly code expenses and time entries for payroll now that we have consolidated departments in both the Administration and Public Works areas. Total revenues at this point are 26.1% of the non-tax revenues. Overall expenditures are at 31.4% of budget which about on par with the three year average of 32.4%. REVENUES  License and permit revenues are below last year, but last year’s revenues far exceeded budget. Staff believes the current pace is more reflective of the activity predicted for the 2012 budget. EXPENDITURES  Administration, General Government, & Elections – The total expenditures are over budget because salary allocation for April needs to be made to Recreation Programs for the Park Coordinator. Mr. Heck has also been paid for his accumulated leave time as specified in his separation agreement.  Finance – Salary allocations will be transferred out to utility operations for estimated time spent in each department. Materials and supplies are at budget because the annual support agreement for the financial software has already been made.  Municipal Buildings – The insurance costs always come at the beginning of the year and they take up a large percentage of the budget. Some payments have also been miscoded into the Materials & Supplies category which will be moved to Support & Services.  Police and Fire are on budget.  Public Works - over because more wages have been coded to this department based on actual time spent. Staff will continue to analyze this as part of the consolidation strategy implemented for the 2012 budget where most smaller maintenance budgets have been consolidated into the general Public Works budget.  Snow and Ice – Lack of snow this spring will keep this under budget. Please contact me or Mr. Brown if you have any questions. Attachment: April Monthly Budget Spreadsheet Monthly Budget Report April 30, 2012 YTDYTD2012% of 2012ExpectedVariance 2011AprilAdoptedAnnual% of 2012(Negative) Year to Date OverviewActual2012BudgetBudgetBudgetor Positive REVENUE Property Taxes - - 4,763,3190.0%0.0% Licenses and Permits 42,615 38,277 109,20035.1%22.0% Intergovernmental - - 70,4010.0%47.2% Charges for Service 23,688 26,873 35,07576.6%48.6% Fines and Forfeitures - 14,482 54,50026.6%19.6% Miscellaneous 4,056 17,657 63,90027.6%16.1% Transfers from other funds - - 40,0000.0%0.0% TOTAL 70,359 97,289 5,136,395 1.9%$2,038.01 EXPENDITURES Department Council Personnel 6,997 5,598 16,80033.3%32.4% Materials and Supplies 362 81 3,0002.7%87.0% Support and Services 17,114 11,128 86,31512.9%22.4% Transfers 13,600 Total 24,473 16,807 119,71514.0%$10,572.11 Administration Personnel 123,392 149,328 319,47546.7%37.0% Materials and Supplies 5,797 7,134 24,09529.6%6.6% Support and Services 9,911 7,383 39,93518.5%14.7% Capital Outlay - - -21.8% Total 139,100 163,845 383,50542.7%($38,157.19) Finance Personnel 51,299 57,006 128,41644.4%31.0% Materials and Supplies 6,967 7,182 7,30098.4%79.0% Support and Services 1,918 632 9,1506.9%13.2% Capital Outlay - - - 0.0% Total 60,184 64,820 144,86644.7%($18,002.90) Professional Services 61,575 69,885 199,32035.1%39.7%$9,318.12 Planning and Zoning Personnel 54,320 64,928 170,66638.0%31.4% Materials and Supplies 144 - 6550.0%94.7% Support and Services 4,024 2,105 9,41222.4%43.5% Capital Outlay - - - 31.6% Total 58,488 67,033 180,73337.1%($8,750.84) Municipal Building - City Hall Materials and Supplies 19,864 20,541 16,500124.5%30.8% Support and Services 91,315 113,522 157,75072.0%70.0% Capital Outlay 1,039 351 -1.8% Transfers - - 102,2000.0%0.0% Total 112,218 134,414 276,45048.6%($18,900.95) Police Materials and Supplies - - -0.0% Support Services 332,146 329,689 989,08533.3%33.7% Capital (Public Safety Bldg) 115,034 112,566 225,13250.0%49.9% Total 447,180 442,255 1,214,21736.4%$3,375.89 Fire Support Services 168,565 165,993 332,80549.9%50.5% Capital (Public Safety Bldg) 135,349 138,953 277,90650.0%48.8% Total 303,914 304,946 610,71149.9%($1,448.33) Inspections Personnel 35,485 41,369 118,04935.0%32.5% Materials and Supplies 154 - 2000.0%2.3% Support and Services 124 542 5,4509.9%19.8% Total 35,763 41,911 123,69933.9%($2,444.80) City Engineer Personnel 32,022 28,633 90,87231.5%33.7% Materials and Supplies 4 104 20052.0%25.9% Support and Services 380 5,348 11,96044.7%12.4% Total 32,406 34,085 103,03233.1%($1,959.50) Public Works Service Personnel 129,060 127,646 418,63330.5%34.4% Materials and Supplies 33,626 31,930 172,57518.5%31.2% Support and Services 30,654 26,435 134,43919.7%35.8% Transfers - - 750,0000.0% Total 193,340 186,011 1,475,64712.6%$59,913.03 Snow and Ice Personnel 37,431 14,887 55,02427.1%53.7% Materials and Supplies 14,210 10,247 45,11722.7%34.6% Total 51,641 25,134 100,14125.1%$20,024.88 Parks Maintenance Personnel 48,702 35,406 100,98835.1%34.8% Materials and Supplies 4,538 9,482 18,30051.8%28.6% Support and Services 30,724 10,450 26,50039.4%42.5% Transfers - - -0.0% Total 83,964 55,338 145,78838.0%($3,680.28) Recreation Programs Personnel 15,092 68,35622.1%33.3% Materials and Supplies 364 1,50024.3%20.0% Support and Services 4,715 34,15013.8%20.0% Transfers - 42,0000.0%0.0% Total - 20,171 146,00613.8%$9,744.33 Unallocated 65,659 12,738 -0.0% Total Expenditures 5,223,830 1,669,905 1,639,39331.4%($10,450) Net Revenue less Expenditures (87,435) (1,599,546) (1,542,104) Note: The balanced budget includes the use of $87,435 of fund balance in Transfers in the Revenue section.