12-008CITY OF SHOREWOOD
RESOLUTION NO. 12 -008
ADOPTING GASB 54 REQUIREMENTS
WHEREAS, the Governmental Accounting Standards Board ( "GASB ") has adopted
Statement 54 ( "GASB 54 "), a new standard for governmental fund balance reporting and
governmental fund type definitions that became effective in governmental fiscal years starting
after June 15, 2010, and
WHEREAS, the GASB 54 definition of special revenue funds states that special revenue
funds are used to account for the proceeds of specific revenue sources that are restricted or
committed to expenditures for specified purposes other than debt service or capital projects; and
WHEREAS, the term "proceeds of specific revenue sources" established that one or
more specific restricted or committed revenues should be the foundation for a special revenue
fund and comprise a substantial portion of the fund's revenues; and
WHEREAS, investment earnings and transfers from other finds do not meet the
definition of a specific revenue source; and
WHEREAS, Council action is required to formalize the commitment of the specific
revenue sources to specified purposes; and
WHEREAS, the City of Shorewood elects to implement GASB 54 requirements, and to
apply such requirements to its financial statements beginning with the current fiscal year ending
December 31, 2011;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
SHOREWOOD,
That the GASB 54 Policy is hereby adopted as presented.
ADOPTED BY THE CITY COUNCIL OF THE CITY OF SHOREWOOD this 9th day of
January, 2012.
ATTEST
a 6 4 � � L
Christine Lizee, Mayor
Administrator /Clerk
City of Shorewood
GASB 54 POLICY
I. PURPOSE
The purpose of this policy is to create new fund balance classifications to allow for more
useful fund balance reporting and for compliance with the reporting guidelines specified
in Statement No. 54 of the Governmental Accounting Standards Board (GASB).
II. GENERAL STATEMENT OF POLICY
The policy of this city is to comply with GASB Statement No. 54. To the extent a
specific conflict occurs between this policy and the provisions of GASB Statement No.
54, the GASB Statement shall prevail.
III. DEFINITIONS
A. "Assigned" fund balance amounts are comprised of unrestricted funds
constrained by the city's intent that they be used for specific purposes, but that do
not meet the criteria to be classified as restricted or committed. In funds other
than the general fund, the assigned fund balance represents the remaining amount
that is not restricted or committed. The assigned fund balance category will cover
the portion of a fund balance that reflects the city's intended use of those
resources. The action to assign a fund balance may be taken after the end of the
fiscal year. An assigned fund balance cannot be a negative number.
B. "Committed" fund balance amounts are comprised of unrestricted funds used for
specific purposes pursuant to constraints imposed by formal action of the council
and that remain binding unless removed by the council by subsequent formal
action. The formal action to commit a fund balance must occur prior to fiscal
year end; however, the specific amounts actually committed can be determined in
the subsequent fiscal year. A committed fund balance cannot be a negative
number.
C. "Enabling legislation" means legislation that authorizes a city to assess, levy,
charge, or otherwise mandate payment of resources from external providers and
includes a legally enforceable requirement that those resources be used only for
the specific purposes listed in the legislation.
D. "Fund balance" means the arithmetic difference between the assets and liabilities
reported in a city fund.
E. "Non- spendable" fund balance amounts are comprised of funds that cannot be
spent because they are either not in spendable form or are legally or contractually
required to be maintained intact. They include items that are inherently un-
spendable, such as, but not limited to, inventories, prepaid items, long -term
receivables, non - financial assets held for resale, or the permanent principal of
endowment funds.
F. "Restricted" fund balance amounts are comprised of funds that have legally
enforceable constraints placed on their use that either are externally imposed by
resource providers or creditors (such as through debt covenants), grantors,
contributors, voters, or laws or regulations of other governments, or are imposed
by law through constitutional provisions or enabling legislation.
G. "Unassigned" fund balance amounts are the residual amounts in the general fund
not reported in any other classification. Unassigned amounts in the general find
are technically available for expenditure for any purpose. The general fund is the
only fund that can report a positive unassigned find balance. Other funds would
report a negative unassigned fund balance should the total of non- spendable,
restricted, committed and assigned fund balances exceed the total net resources
of that fund.
H. "Unrestricted" fund balance is the amount of fund balance left after determining
both non - spendable and restricted net resources. This amount can be determined
by adding the committed, assigned, and unassigned fund balances.
IV. CLASSIFICATION OF FUND BALANCES
The city shall classify its fund balances in its various funds in one or more of the
following five classifications: non - spendable, restricted, committed, assigned, and
unassigned.
V. ORDER OF RESOURCE USE
If resources from more than one fund balance classification could be spent, the city will
strive to spend resources from fund balance classifications in the following order (first to
last): restricted, committed, assigned, and unassigned.
VI. COMMITTING FUND BALANCE
A majority vote of the city council is required to commit a fund balance to a specific
purpose and subsequently to remove or change any constraint so adopted by the council.
VII. ASSIGNING FUND BALANCE
The City Council delegates the power to assign fund balances to the City Administrator
or his designee. Assignments shall be reported to the city council on a annual basis.
VIII. REVIEW
The city council will conduct an annual review of the sufficiency of the fund balance
levels.