021207 CC WS Min
CITY OF SHOREWOOD
CITY COUNCIL WORK SESSION
MONDAY, FEBRUARY 12, 2007
5755 COUNTRY CLUB ROAD
COUNCIL CHAMBERS
7:30 P.M. or Immediately following
Regular City Council Meeting
MINUTES
1. CONVENE CITY COUNCIL WORK SESSION
Mayor Lizee called the meeting to order at 8:43 P.M.
A.
Roll Call
Present.
Mayor Lizee; Councilmembers Callies, Turgeon, Wellens, and Woodruff; Administrator
Dawson; Finance Director Burton; Director of Public Works Brown; and Engineer
Landini
Absent:
None
B.
Review Agenda
Without objection from Council, Mayor Lizee proceeded with the Agenda for the meeting.
2. GOALS AND PRIORITIES
Administrator Dawson reviewed the purpose of his February 8, 2007, memo to Council which identified
a preliminary list for the City's Goals and Priorities for 2007 (as detailed in that memo). He stated the list
was intended to serve as a catalyst for discussion between Council and Staff with regard to adding and
removing items from the list and then prioritizing those items that remain. He explained the items on the
list were meant to be of a one-time nature or steps of processes that are to be improved; the list did not
include things that are part of the usual cycle of activities.
Dawson then explained the approach taken last year was to identifY important values or strategic areas
for the City to address. That broader view helped to focus on major things across the organization to
accomplish, rather than on each individual department. He stated the items listed were not listed in
priority order, and work on some of the items had been started.
In response to a question from Councilmember Woodruff, Administrator Dawson explained some of the
items had funding allocated for them and some did not. Councilmember Woodruff suggested an attribute
be added to each item indicating if the task could be funded from available resources or if additional
funding was needed.
Director Brown explained that Engineer Landini was creating a matrix of all the City's roadways and
assigned a numerical rating to each. For each roadway four criteria would be overlaid on a map of the
roadways: the condition of the road; drainage concerns; the desire for watermain or the need for
watermain; and sanitary sewer concerns. A point value was developed to assign each roadway based on
the status of the four criteria. The end result would be a rating of all the roadways and that rating should
help in prioritizing projects.
Councilmember Wellens requested an item be added under category 2, with the objective of the task
would be to make it possible to search all the minutes for a year on the City's web page with a single
search command.
CITY OF SHOREWOOD WORK SESSION MEETING
February 12, 2007
Page 2 of6
Councilmember Callies stated Item 2.a, Implementation of Electronic Payments, was not a high priority
from her vantage point. Director Burton stated the implementation of that capability should be relatively
easy to do with the new financial software, and Deephaven currently had a 20% participation rate for
electronic payment. Administrator Dawson stated the trend was toward electronic payment capabilities.
In response to a question from Councilmember Turgeon, Director Brown stated a revised draft of a right-
of-way ordinance had been prepared but it was never presented to Council. He stated it should be
reviewed and revised, if need be, and then it should be reviewed by the City Attorney prior to it being
brought before Council for consideration. Turgeon asked that item be added under category 3.
After discussion, it was agreed that items that were mandatory and did not require prioritization by
Council should be removed from the list. Those items could be placed in a separate category for
awareness purposes only.
Councilmember Wellens requested that deer management be added to the list. Councilmember Callies
suggested that be expanded to wildlife management. Mayor Lizee suggested shoreline management also
be included.
With regard to the topic of wireless internet access, Administrator Dawson stated the previous Council
had decided to take a "wait and see" approach. Councilmember Callies stated Minneapolis was able to
get a more affordable rate for Wi-Fi because it was purchasing other services from the provider; a city the
size of Shorewood would have more difficulty finding a similar rate it were to purchase the services as a
single entity.
Councilmember Woodruff requested an item be added under category 4, to review the City's Code with
regard to digital billboards.
Councilmember Turgeon suggested Items 3.e and 3.fbe removed from the prioritization list.
With regard to Item 4.a, Community Celebrations, Director Brown explained the item was on the list
because it was appropriate for Council to determine if it thought Staff should spend time on those
activities.
Councilmember Wellens requested an item be added to category 4 to review of the current minimum
water charge rate.
Councilmember Callies suggested that an item be added for Council to have a joint meeting with each of
the advisory commissions where the goals and priorities could be reviewed, or it could just be a
relationship building gathering. Mayor Lizee and Councilmember Turgeon agreed with the suggestion.
In response to a question from Councilmember Turgeon, Administrator Dawson stated Item S.b was
regarding the proposal by the SLMPD for 2007 to add two part-time community services officers (CSOs)
to provide additional services, and would likely be proposed again for 2008.
In response to a question from Councilmember Turgeon, Mayor Lizee thought whenever there was
roadway construction the residents were approached regarding the desire to have a trail and was it
feasible to do so. Turgeon referenced the Smithtown Road and Trail situation that had occurred. Lizee
suggested a policy for submitting and processing trail requests could be adequate. Turgeon clarified she
was not suggesting trail planning be added to the prioritization list. Director Brown suggested that the
question of adding trails be added to any roadway feasibility study, but that would not imply a trail would
be created. Councilmember Callies stated it was important to remember that creating new trails requires
on-going maintenance of those trails.
CITY OF SHOREWOOD WORK SESSION MEETING
February 12, 2007
Page 3 of 6
Administrator Dawson stated he would update the 2007 Goals and Priorities list with the suggested
changes, and he would distribute the updated list to Council for each member to categorize each item on
the list as a high, medium or low priority and submit that information back to him.
3. FINANCIAL REPORTING AND EXPENDITURE DISCUSSION
Administrator Dawson explained at the January 8, 2007, Council meeting, Councilmember Woodruff
presented two motions related to City financial reporting and expenditures. Council then decided to move
the discussion of the items to this work session so that staff could provide information regarding the
motions. He stated the meeting packet included descriptions of the City's current financial practices,
which included a draft internal controls policy and the City's investment policy, and its budgeting
process. Also included in the packet was a report showing General Fund budget versus actual revenues
and expenditures for 1996 - 2006. The report showed that the City had generally spent within the
approved budget, and when it did exceed budgeted expenses it was the result of unanticipated one-time
events which Council had approved in advance.
Dawson then explained department managers were expected to manage to the bottom line. He also
explained that City finances were not organized on a monthly work-plan of expenditures or revenues;
therefore, the request for pre-approval of spending in excess of 95% of the monthly budget amount would
prove extremely difficult. He noted the City received the majority of its revenue twice of year when
Hennepin County distributed the property taxes it collected; therefore, monthly reports would show a
potential deficit particularly in the early months of the year.
Dawson stated the intent of this discussion was to determine what financial information Council wanted
to receive on a regular basis.
Dawson stated that a few years ago monthly reports to the line-item level were provided to Council, but
the volume of the reports was considered excessive at the time. Similar monthly reports could be
prepared if that was what Council preferred.
Director Burton submitted a sample of the large financial monthly report package that had at one time
been prepared for Council. She also submitted samples of summary reports that could be generated on
the financial system. She stated the adopted budget was the legal document the City used to manage its
spending.
In response to a question from Councilmember Callies, Director Burton explained the verified claims list
was included on the consent agenda for approval at each regular Council meeting. Most of the items on
the list had been pre-approved through the budget process, and many of the larger items for projects had
been pre-approved through the bidding process.
Councilmember Woodruff stated the background information provided in the meeting packet was very
helpful. He thought the adopted investment policy and the draft internal control policy appeared to be
sound policies. He stated the draft internal control policy should be placed on a future Council meeting
agenda for consideration of adoption. His concern was with the ongoing visibility of the City's current
financial state to Council.
Mayor Lizee stated if Council was to consider requesting that it receive a copy of the extensive monthly
financial report, she suggested that Council consider the amount of staff time it would take to prepare and
compile the reports prior to committing to that direction. Director Burton explained that the reports could
be generated on the financial system without a great deal of effort; she did not recommend the reports be
included in the meeting packets because of copying costs for 20 - 25 packets.
CITY OF SHOREWOOD WORK SESSION MEETING
February 12, 2007
Page 4 of6
Mayor Lizee and Councilmember Turgeon stated they would be satisfied receiving a summary report.
Councilmember Woodruff distributed copies of two sample monthly financial reports he prepared
showing budgeted versus actual expenditures - one for the General Fund down to the department level,
and the other for a department down to the line item level. The reports also included a graphic display of
the monthly versus actual versus budgeted expenditures. Director Burton stated that one of the sample
summary reports she distributed provided department level spending to date, the percent of the total
budgeted amount that had been spent, and a variance amount. Woodruff stated both his sample reports
and Burton's sample summary reports were examples of traditional financial reports.
Councilmember Callies questioned how Councilmember Woodruffs reports would be helpful to
Council. She stated as a Councilmember it was her responsibility to have oversight of the budget; she did
not think it was her responsibility or any councilmember's responsibility to oversee line-item specific
spending at the department level. Woodruff stated he did not advocate the later.
Councilmember Woodruff stated based on the 10-year General Fund report presented, the City generally
under spent its budget; but under-spending the budget implied the property owners were over-taxed. If
during the course of a fiscal year it appeared that expenditures would be under budget (based on
information provided in reports similar to those he prepared), Council would have the opportunity to
decide if it wanted to use the excess funds for additional projects.
Administrator Dawson stated from his vantage point the goal would be to exceed budgeted revenues
slightly and to spend slightly less than what was budgeted. The 10-year General Fund report shows that
to be the City's track record. He then stated there are certain expenses which do not occur until late in the
fiscal year. Administrator Dawson suggested it may be appropriate to establish what the City's Reserve
Fund balance policy should be. If the goal was 55% then Council could decide if it wanted to use any
funds in excess of 55% for one-time projects the next year; and in return if the 55% goal was not
achieved then Council should implement a plan to reach that goal.
Councihnember Woodruff stated he did not disagree with Administrator Dawson's comments. He did
think it was important for Council to periodically review the City's performance against budget.
Councilmember Woodruff stated he would like to see the Sample # I two-page summary report submitted
on a monthly basis.
Director Burton stated the currently financial system does not have the capability to produce graphic
representations, and she was not sure about the graphical reporting capabilities of the new financial
software system scheduled to be installed later this year.
Councilmember Wellens stated he would like to see comparisons of the City's financial information to
other cities' information on the City's web site and/or newsletter in graphical form so residents could see
how the City was performing.
Councilmember Woodruff stated the intent of his motion he presented at the January 8, 2007, meeting to
limit spending to 95% of the budgeted amount was intended to reduce spending and allow that last 5% to
be used for additional projects. He stated he wanted Council to have more control over the money paid
by the taxpayers, and to more closely direct the spending ofthat 5%.
Councilmember Callies stated Council provided direction on spending throughout the budgeting process.
She was not sure what Councilmember Woodruff was trying to accomplish by the 95% maximum. She
stated she interpreted his motion to mean the previous Council should have adopted a budget 5% less
than what it did. She stated the 2007 budget preparation process was deliberate and thorough, and she did
CITY OF SHORE WOOD WORK SESSION MEETING
February 12, 2007
Page 5 of6
not think it was appropriate to reduce the 2007 adopted budget at this time. She then stated she had found
the budgeting processes over the last few years to be very beneficial, and during each of them there were
a number of work sessions held to discuss the elements of the budget.
Councilmember Turgeon stated she interpreted Councilmember W oodrufr s request to say if the City
under spent its budget then it should tax property owners such that there were no excess funds.
Mayor Lizee stated that during the budget process Staff and Council identifY potential projects and Staff
provides initial estimates of the costs for the projects. She stated she was confident in the Stafrs skills at
preparing the budget. For Council to now decide to limit spending to 95% of the budgeted amount unless
there was Council pre-approval was, from her vantage point, too much micro-management. She stated the
2008 budget process could be considered for modification.
Discussion ensued with regard to the appropriateness of limiting spending to 95% of the budgeted
amount and what the actual motion said.
Councilmember Woodruff distributed and explained a document he prepared regarding his approach to
bottom-up budgeting. He advocated establishing goals and priorities for 2008 during January 2007 - June
2007. During June Staff would prepare draft budget in two parts: I) maintenance of status quo with
adjustments per Council's direction; and 2) by individual additional goals in Council's plan.
Administrator Dawson stated when Staff prepares the draft budget during June - July it identifies
potential major projects/programs that could be considered for the upcoming year. Council adds to or
removes from that list as it deems appropriate. Director Burton stated the Staff presents the proposed
Capital Improvement Plan (a five-year plan) during that same timeframe, and that includes a list of
projects to be considered.
Councilmember Callies stated there are different approaches to preparing a budget. It may be worthwhile
for Councilmember Woodruff to experience the current budget process for effectiveness. She stated the
current process addresses some of the same items identified in Woodrufrs approach, albeit it may be
done differently.
Councilmember Woodruff stated if the budgeting process would be changed for 2008, then the effort to
change the process should begin now.
Mayor Lizee stated it may be beneficial for Councilmember Woodruff to participate in the existing
budget process (which occurs throughout the year), and then recommend changes based on his
experience.
Councilmember Callies stated it would be more helpful to her if Councilmember Woodruff would
suggest areas for improvement while the process was occurring so she could better understand the
purpose of his recommended changes.
There was discussion with regard to 2008 goals, and the fact that many of goals identified to date were
long-term goals and span into 2008 and beyond.
There was discussion regarding when goals and priorities for a fiscal year should be finalized - should
the task be completed by fiscal-year end, should it be finalized by the incoming Council, etc. Many of the
goals and priorities are an outcome of the budgeting process.
Council member Wellens stated a major part of the budget expenditures were reoccurring.
CITY OF SHOREWOOD WORK SESSION MEETING
February 12, 2007
Page 6 of6
Councilmember Callies stated that during the development of the C.I.P., the enterprise budgets, and the
operating budget goals and priorities were identified.
Mayor Lizee stated projects are identified as an outcome of goals and priorities discussed during the
budgeting process.
Administrator Dawson stated during the budget process items that are deemed important to do are
identified as well as areas of change for the next fiscal year.
Councilmember Callies stated when Councilmembers have significant items they would like Council to
consider (such as Councilmember Woodrufrs motions at the January 8, 2007, meeting), it was important
that Council had the opportunity to discuss the item in a work session setting prior to considering a
motion on the item. Mayor Lizee agreed with Callies comments. Councilmember Wellens stated that was
why he requested discontinuation of liquor store operations be placed on a future work session agenda.
Councilmembers should contact Administrator Dawson ifthey want an item placed on a meeting agenda.
Councilmember Woodruff stated he was satisfied that Sample Report #1 would satisfy his request for
information, and he would request review of more in-depth information if he thought it was required. He
also stated he would drop his request for a 95% spending cap.
In response to a comment from Councilmember Wellens, Administrator Dawson explained the General
Fund was used to cover operating expenses, not significant capital projects. Mayor Lizee stated it was
Council's responsibility to determine what services they would want to reduce to achieve reduced
General Fund expenditures.
4. OTHER
There was no other business presented this evening.
5. ADJOURN
Wellens moved, Callies seconded, Adjourning the City Council Work Session Meeting of February
12,2007, at 10:31 P.M. Motion passed 5/0.
RESPECTFULLY SUBMITTED,
Christine Freeman, Recorder
C~W
Christine Lizee, Mayor