102609 CC WS MinCITY OF S OIEWOOD
CITY COUNCIL WORD SESSION
MONDAY, OCTOBER 26, 2009
5755 COUNTRY CLUB ROAD
COUNCIL CHAMBERS
5:30 P.M.
Acting Mayor Turgeon called the meeting to order at 5:30 P.M.
A. Roll Call
Present. Acting Mayor Turgeon; Councilmembers Woodruff and Zerby; Administrator Heck;
Finance Director Burton; Planning Director Nielsen; Director of Public Works Brown;
and Engineer Landini
Absent: Mayor Liz& and COUllcilmember Bailey
B. Review Agenda
Zerby moved, Woodruff seconded, approving the agenda as presented. Motion passed 310.
2. COMPREHENSIVE UTILITY RATE STUDY
Director Burton stated Rusty Fifield, a Senior Vice President with Northland Securities, was present to
discuss the most recent information about the comprehensive utility rate study.
Mr. Fifield stated the meeting packet for this meeting contained a copy of the most recent utility rate
study information. He hoped Council would be able to wrap up its discussion about financial planning
and rate setting for the City's utility system this evening. He clarified he did not expect Council to agree
to what the final rates should be this evening. He did hope Council could reach agreement for what the
broad rate parameters should be for 2010. Doing so would give Staff the guidance needed to draft utility
enterprise budgets for 2010.
Mr. Fifield suggested he discuss the water utility analysis first because there was limited discussion
about it during Council's October 12, 2009, work session. Following that he would discuss stormwater
and then sanitary sewer. He explained all of the utility projections have been updated; the updates are
based primarily on input received from Council during its last work session. Capital outlay projections
were updated based on input received from Staff. The revised capital projections have been factored back
into the depreciations. He noted the utility rate comparison was updated to include the City of Tonka Bay
rates per Council's request.
Councihnember Woodruff stated Council has not agreed that water main would be extended (if it was not
already in place) as part of each roadway reconstruction project. The capital projections reflect that
would happen. He questioned why there were no revenue increases from new city -water users included
along with an expanded water system.
Mr. Fifield explained the projections are intended to determine what the cost implications of expanding
the water system as part of roadway reconstruction projects are. He stated the capital costs are included
on a cash basis and do not include any borrowing of funds. User revenues from an expanded customer
CITY OF S O EWOOD WORK SESSION MEETING MINUTES
October 2, 2000
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on a cash basis and do not include any borrowing of funds. User revenues from an expanded customer
base are not included, nor are user connection charges and /or assessments. There was no way to
reasonably project what the user revenues would be; and, Council has not discussed how it wanted to
charge new users for the expansion. The water fund balance is significant enough to carry the expansion
costs for a period of ten years without requiring a user rate increase.
Acting Mayor Turgeon stated one component of the City's current water policy states water expansion
will not be done as part of a roadway reconstruction project unless a certain percentage of affected
property owners want it done. If water main is installed, residents are assessed for it at the time of
installation. This water utility rate analysis is based on a different water system policy than what is
currently in place. The projections assume the City fronts the cost to install water main. She indicated the
water policy discussion is for another time.
Mr. Fifield stated the analysis assumes the water fund fronts the cost of extending the system. It does not
imply the cost is free to new users. The assumption is the City will either assess the property up front but
defer the payment of the assessment, or the City will create a connection charge and the property owner
will pay the charge when they hook up to the water system. The projections show the water fund has
sufficient monies to allow that to happen.
Administrator Heck explained when Staff updated the Capital Improvement Program (CIP) for the water
system for this analysis it looked at the 20 -Year Pavement Improvement Plan to determine which
roadways without water main could feasibly have it installed. The cost for water main extension needs to
be reflected in the projections even if the decision to extend it is based on resident input. He stated that
from his vantage point any time a roadway is reconstructed and the capacity exists to extend water main
it should be extended and stubbed to the property and property owners would pay a fee when they
connect.
Councilmember Woodruff recapped the analysis reflects that for a period of ten years the City could
adopt a philosophy of extending water main where needed and feasible as part of roadway reconstruction
projects. That would be funded out of a sound water fund without there being any cost recovery for that
and without there being any additional user revenues. The analysis is worst case. He thought this model
was useful.
Councilmember Woodruff stated during the October 12` work session there was discussion about having
a lower minimum consumption amount or a lower minimum charge. At that time he expressed his
support for the lower minimum amount which was a 5,000 gallon consumption amount at a cost of
$17.50 per quarter. He did not think the updated analysis reflects that.
Mr. Fifield stated he would be reluctant to suggest a substantial variation from the proposed rate
schedule. The schedule is set up to achieve approximately $630,000 of user revenue in 2010. The 2010
rate schedule has not varied from the one discussed during the October 12` work session. The rate
schedule is based on the user data he referred during the last work session, and the top tier user charge
was adjusted to make up for the revenue that will be lost by lowering the minimum consumption amount
and the minimum charge. It's difficult to predict what would happen if the rate structure is fundamentally
altered. The analysis did not require any overall user charge increase in revenue going forward.
Councilmember Woodruff stated this rate study exercise was driven by the question was it possible to
lower the base water utility rate. He thought that was lost in this analysis.
After ensuing discussion, Mr. Fifield clarified that financial projections were based on generating the
same amount of water revenue with the proposed adjusted rate structure in 2010 as would have been
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October 26, 2009
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generated with the current rate structure. The analysis reflects the lower consumption amount and charge.
It reflects a minimum 5,000 gallon consumption amount at a cost of $17.50 per quarter, and an additional
1,000 gallon tier I charge of $295 and tier 2 charge of $4.25. In the analysis, the current rate structure, a
rate structure with a lower minimum consumption rate, and a rate structure with a lower minimum
charge, all produce the same revenue for 2010.
Director Burton stated Mr. Fifield and Staff thought it prudent to provide Council with an analysis
showing the impact of installing water main where needed as part of roadway reconstruction projects
while deferring payment from property owners.
Councilmember Zerby explained he had just done a quick calculation based on consuming 29,000 gallons
per quarter per household. The quarterly amount for Shorewood households would be $91.05 based on
the proposed new minimum consumption amount. For the other cities in the comparison they would be
approximately: Excelsior $109; Minnetrista $106; Mound $98; Orono $104; and, Tonka Bay $113. He
questioned the goal of wanting to lower rates. Larger cities such as Minnetonka and Chanhassen are in
the $50 range and he assumed that was because of economies of scale. If the assumption was correct, he
questioned if the Council may want to consider the expansion of the water system as a means of helping
to reduce rates. He asked how many users consumed the proposed 5,000 minimum amount or less.
Councilmember Woodruff stated the rate study information discussed during the October 12` meeting
indicated there were 296 users who consumed 1,000 gallons or less and 668 users who consumed 5,000
gallons or less for the five billing periods from June 2008 — June 2009. The comparison chart in this
evening's meeting packet reflects that all Tonka Bay household pay a flat quarterly charge of $11 plus
$3.90 for each additional 1,000 gallons consumed. If a Tonka Bay household consumed 10,000 gallons in
a quarter the water bill would be $50. Based on that, the City's current charge of $35 for 10,000 gallons
is low.
Councilmember Zerby questioned why the Council wouldn't want to tie the rate structure to water
consumption only and not to the CIP. Councilmember Woodruff stated table 2 in the water analysis
shows two approaches to lowering the minimum cost.
Director Burton stated out of approximately 1,300 users per quarter, 100 — 200 accounts consume no
more than 5,000 gallons. She noted the most number of low consumption users are in the winter quarter.
Councilmember Zerby stated he understood the intent of what Council was trying to achieve.
Councilmember Woodruff stated he was not terribly interested in what other cities' charge. He just
wanted to ensure the City was financially solvent based on what it charged and that it did not gouge
users. Councilmember Zerby stated as a business owner he looks at comparable data. Woodruff stated the
information was interesting. Woodruff then stated Mound has a flat rate of $10.18 plus a $3.05 per 1,000
gallon charge; this would amount to approximately $20 for up to 5,000 gallons. The City's current
minimum rate is $35 for up to 10,000 gallons. The proposed minimum rate is $17.50 for up to 5,000
gallons.
In response to a comment from Acting Mayor Turgeon, Councilmember Zerby asked about the benefit of
having another consumption breakout between 10,000 gallons and 20,000 gallons was addressed at the
last meeting. Councilmember Woodruff clarified how the rate structure worked for Turgeon.
There was Council consensus to go with the 5,000 gallon minimum consumption rate with a per quarter
charge of $17.50.
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October 26, 2009
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Councilmember Woodruff requested Council discuss the five key issues identified. He wanted to add a
sixth issue of the water fund reserve policy.
Mr. Fifield reviewed the issues and decisions made regarding them. Issue I — there was consensus to
adjust the minimum charge. Issue 2 — there was consensus to go with a minimurn 5,000 gallon
consumption amount at a cost of $17.50 per quarter, and, a per additional 1,000 gallon tier I charge of
$2.95 and tier 2 charge of $4.25. Issue 3 — the minimum rate for the highest levels of consumption will be
increased for those consuming more then 50,000 gallons per quarter.
Councilmember Woodruff commented that if the higher fee really does encourage water conservation the
rate structure may have to be adjusted in the future to make up for the lost revenue. He noted there were
1143 users who consumed more than 50,000 gallons during the five billing periods from June 2008 —
June 2009. Councilmember Zerby commented that there are cities that have seasonal adjustments.
Director Burton stated the City's billing system can handle a number of different tiers, and she could
check with the vendor to find out if it can handle seasonal rates. Woodruff cautioned against changing
too many things at once; it's easier to assess the impact of one change at a time.
Mr. Fifield returned to the issues. Issue 4 — the proposed rate structure should generate revenues equal to
those projected for 2009. Issue 5 is whether the proposed approach to capital improvements and water
system expansion is acceptable. Councilmember Woodruff stated that needs to be discussed with the full
Council. He then stated the City now has the tools to analyze the impact of different options, and it now
has the means for setting the rate structure for 2010 and understand what it means to the water enterprise
budget. Director Burton noted the CIP will be discussed during the next Council work session.
Councilmember Woodruff stated Council should discuss the water policy during its discussions about the
CIP.
Director Brown stated if water main is not installed as part of roadway reconstruction projects it will only
improve the financial outlook.
Councilmember Zerby suggested Council look at how the current roadway projects work with regard to
potential water main installation as part of the roadway reconstruction projects before he settles on a
policy.
Issue 6 - Mr. Fifield stated in previous discussions Council had discussed having reserves equal to 100
percent of annual expenditures for sanitary sewer as the minimum threshold. He thought that same
approach would be reasonable for water as water revenue is unpredictable because it's based on usage.
Councilmember Woodruff suggested Council adopt a reserve policy for the water fund. He thought
having the amount of one year's operating expenses as reserves was reasonable. Mr. Fifield encouraged
the City to continue planning for capital improvements and depreciation. He noted the City did a very
good job of forecasting capital needs and putting money aside for that.
Mr. Fifield went on to discuss the stormwater management analysis.
Mr. Fifield stated this analysis contained a lot more detail and projected future costs for stormwater
management improvements then when it was discussed during the October 12`" work session. He
complemented Staff on the job it did in trying to identify potential capital investment. He explained he
identified two scenarios for Council to consider.
Mr. Fifield explained the first scenario indicates that all annual capital investments will be paid for on a
pay -as- you -go basis. It will be done by using a combination of annual operating revenue and stormwater
fund reserves. This approach requires a 70 percent rate increase in 2010, no increase in 2011 and 2012,
CITY OF SHORE WOOD WORK SESSION MEETING MINUTE
October 26, 2009
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and a 4 percent increase thereafter. He noted that although a 70 percent increase sounds significant, the
actual dollar amount increase is not that significant. He stated one way to try to make this increase more
palatable is to not increase water and sanitary sewer utility rates in 2010.
Mr. Fifield went on to explain the second scenario involves paying for all of the annual capital
investments with internal loans. The projections for this scenario reflect the loans will be amortized over
five years with an interest rate of 4 percent. The money is repaid to the fund it was borrowed from. This
process continues on in perpetuity throughout the 20 -year cycle. This scenario results in an approximate
11 percent yearly increase in user charges through 2020. By then it's anticipated that the system, with
funding depreciation, will have built up enough fund balance to offset rate increases. He stated there may
be other ways to manage this. Although the rate increase is smaller in 2010 then in scenario 1, it does
require a series of moderate rate increases over a longer period of time.
Councilmember Woodruff stated the capital outlay reflects costs of approximately $86,900 for
Meadowview Road and $88,600 for Nelsine Drive. The amounts in the report discussed on October 12"'
were $20,000 and $16,000 respectively. The costs from the feasibility studies were approximately
$89,300 and $29,500 respectively. There is no consistency in the amounts. The approximate cost for
Valleywood Lane was listed as $45,000 in the October 12` report, and its $263,900 in this report. Costs
for the Boulder Bridge lift station has been eliminated in the current report. He indicated he found it
difficult to understand the financials because of the changes in projected capital outlay. He thought there
needs to be an agreed to plan for capital outlay before there can be a meaningful discussion about the
financial projections.
Woodruff then stated in the projections for the first scenario the charges for service projected for 2009
year end is approximately $187,000; that amount is less then what was budgeted for 2009 and less then
2008 actual. He asked why this revenue will be less in 2009 then it was in 2008.
Mr. Fifield stated assuming the specific capital projections were set aside he asked for Council's
reactions to the two approaches.
Councilmember Woodruff expressed concern that the 70 percent rate increase in scenario 1 is based on a
capital improvement plan he is unsure of. He also doesn't like to see 11 percent increases for the next 11
years. He needs to understand if that really would be necessary. He stated WSB and Associates
conducted a stormwater issues study a few years ago. The study identified a funding shortfall and
funding needs. He suggested those findings be incorporated into this rate study.
Director Brown explained as part of this exercise Staff made a concerted effort to provide better
estimates about what stormwater improvements that would be made in conjunction with roadway
improvement projects. That is the reason for the change in capital outlay amounts. The amounts will
change again when the actual design work is completed.
Councilmember Woodruff questioned why the Echo Road project has been advanced to 2010 from 2012.
Director Brown explained the report for the October 12` meeting indicated Vine Hill Road was going to
be reconstructed in 2011. The most recent report indicates a mill and overlay will be done instead. This
allowed funds to be shifted.
Woodruff asked if the financial projections reflect the Smithtown Lane project is delayed until 2010.
Councilmember Zerby stated overall he is supports funding stormwater improvement projects through
internal loans. He is not in favor of a 70 percent rate increase in 2010 needed in the pay -as- you -go
scenario.
Mr. Fifield went on to discuss the sanitary sewer analysis.
Mr. Fifield stated the sanitary sewer analysis has changed relatively little since the October 12` work
session. Capital outlay was added for years 2015 — 2029, and depreciation was adjusted accordingly. The
analysis reflects transferring a $1 million dollars out of the sanitary sewer fund reserves to create a
separate revolving fund for internal loans for infrastructure improvements. The projections reflect there
is no rate increase in 2010, and there are modest inflationary rate increases after that. This approach
achieves maintaining a minimum fund balance equal to 100 percent of annual expenditures. The cost of
providing sanitary sewer services will increase at a slightly higher rate then the other two utilities
because of the upcoming sewer access charge increases by Metropolitan Council for 2010 — 2012. This
analysis reflects an effective use of the fund balance and minimizes the increases in user charges.
Councilmember Woodruff stated the 2009 year -end projection was not adjusted to reflect the fact that the
Lift Station 15 Rehabilitation project was not going to be done in 2009. The projected amount for capital
outlay is $258,000. He thought the projection should be $183,000.
In response to a comment from Councilmember Woodruff, Mr. Fifield explained the capital outlay
amount of $174,600 in 2015 is the average of the capital outlays for 2010 — 2014. The projections
beyond that reflect an increase in the average of 4 percent per year. No specific capital improvements
projects have been identified for the sanitary sewer systems beyond 2014. Woodruff asked how much the
$200,000 for Lift Station 15 affected the average and how often is it necessary to rehabilitate a lift
station. Director Brown stated the City's history for improvements to the sanitary sewer system revolves
around lift station projects. Brown explained lift station rehabs last 25 — 30 years. The City's focus has
started to include more aggressive televising of sanitary sewer lines. The CIP for sanitary sewer will start
to include more maintenance of these lines. He thought the use of the average for capital outlay planning
is appropriate.
Councilmember Woodruff stated he supports creating a revolving fund for internal loans for
infrastructure improvements internal through the use of $1 million in sanitary sewer fund reserves. He
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October 26, 2009
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Director Nielsen stated the City's Comprehensive Plan states that residents without City water will not be
charged for water improvements. If a water project benefits from a loan from the infrastructure bank fund
that would be contrary to that policy because the water project would not be paying interest. Director
Burton clarified the water fund would be paying interest on the loan. The infrastructure bank fund would
be used for infrastructure improvements that would be of city -wide benefit. Councilmember Woodruff
stated virtually everyone pays a sanitary sewer fee. Everyone has contributed to building up the reserves,
and the new fund can be used to benefit everyone. Acting Mayor Turgeon stated there was a time when
General Fund monies were used for water system purposes.
There was Council consensus to establish the infrastructure fund.
Councilmember Woodruff asked Mr. Fifield if Northland Securities anticipated the City would be
charged additional fees for what ever work remains on this project. Mr. Fifield stated the bid was a not -
to- exceed amount. He and Northland Securities have no intention of billing the City for additional
charges when the project is complete. He commented this meeting was not included in the original bid.
Director Burton stated she believed the City has received a good value from Northland Securities on the
utility rate study project.
3. ADJOURN
Woodruff moved, Zerby seconded, Adjourning the City Council Work Session of October 26, 2009,
at 6:48 P.M. Motion passed 4/0.
RESPECTFULLY SUBMITTED
Christine Freeman, Recorder
Christine Lizee, Mayor
ATTEST:
ministrator /Clerk