03-28-11 CC WS Mtg MinCITY OF SHOREWOOD
CITY COUNCIL WORK SESSION
MONDAY, MARCH 28, 2011
MINUTES
1. CONVENE CITY COUNCIL WORK SESSION
Mayor Liz& called the meeting to order at 6:00 P.M
5755 COUNTRY CLUB ROAD
COUNCIL CHAMBERS
6:00 P.M.
A. Roll Call
Present. Mayor Liz&e; Councilmembers Hotvet, Siakel, Woodruff and Zerby; Administrator
Heck; Finance Director DeJong; Planning Director Nielsen (arrived at 6:12 P.M.);
Director of Public Works Brown; and Engineer Landini
Absent: None
B. Review Agenda
Zerby moved, Siakel seconded, approving the agenda as presented. Motion passed 510.
2. LONG -RANGE FINANCIAL MANAGEMENT PLAN
Mayor Liz6e turned the meeting over to Director DeJong.
Director DeJong stated since he started his employment with the City one goal is to develope a
comprehensive long -range financial management plan for the City. He noted a copy of his first draft is in
the meeting packet. He explained the plan includes all of the City's various funds. It shows revenues and
expenditures and is projected forward through 2020. He stated this plan will serve as the starting point
for developing the 2012 General Fund Budget, the 2012 Enterprise Budgets and the 2012 - 2016 Capital
Improvement Program (CIP). The plan will be updated to reflect what impact the 2012 budgets and CIP
will have on the City's financial plan through 2020. He noted that not everything in this first draft of the
plan is perfect. He also noted that the 2012 information in the plan will very likely change during the
budgeting process.
Director DeJong stated it's not very efficient to have employees who don't have the correct equipment to
do their jobs. The City has to have the financial wherewithal to acquire the necessary equipment and
tools when needed. He commented that sending Public Works staff out with shovels instead of trucks
won't be efficient or effective.
DeJong noted that he and Administrator Heck will revisit the plan again prior to the start of the 2012
budget process which will start after the 2010 audit has been completed. He stated Council can obviously
change any of the assumptions used when creating the plan
DeJong stated the City has a lot of financial resources. Its fund balances are healthy. There are some
funds that are running deficits and if those funds are projected out without changes, the financial picture
does not look very good for a few funds. He noted that Staff is not charged with deciding how to make
CITY OF SHOREWOOD WORK SESSION MEETING MINUTES
March 28, 2011
Page 2 of 6
the deficits disappear. It is Staff's responsibility to provide Council with options for correcting deficit
situations and to implement the decisions Council makes to correct the situations in the future.
DeJong stated the General Fund projects a 2 percent increase each year for revenues and expenditures
starting in 2012. In the capital funds the 2 percent increase does not start until 2016. He stated the CIP
factors in an in inflation. The Street Reconstruction Fund has a 2 percent inflation factor built into the
transfer in from the General Fund starting in 2012; that may not be enough if oil prices continue to
remain high. Revenues in the other capital funds have an inflation factor built in starting in 2016. He
stated Council may want to change some of the inflation factors incorporated into the plan.
DeJong stated the League of Minnesota Cities, the State Economist, and the State Demographer have
stated because of the State's aging population, the State's revenues going forward may not be able to
fund the social services needs with the existing formulas. The State Senate and House of Representatives
are proposing cuts to aids to cities. There could be cuts to police and fire pension aid, general aid for
police, police and fire training, Minnesota State Aid funding for roadways, and so forth. There is also the
possibility that cities' 2012 and 2013 levies cannot be any higher than their 2011 levies.
Administrator Heck stated it's his understanding that the property tax bill put forward by the House
extends the current levy limits for two years. Heck explained that the levy limit for 2011 could not have
been less than zero. It could not have been higher than the lower of either 3.9 percent of the 2010
allowable levy or the Implicit Price Deflator (IPD). The last time he checked the IPD was approximately
1.8 percent. Therefore, the allowable Levy limit increase at this time would be a maximum of 1.8 percent
over the 2011 levy. In the past cities were not penalized for not levying the total amount allowable under
levy and he's not sure if that will carry forward.
Councilmember Woodruff stated that in the past if the City did not levy the maximum allowed under levy
limits the City could include in the next year's levy the difference between the amount that could have
levied and the actual amount actually levied for each past years that occurred. The City could therefore
levy more than the levy limit allows. He noted the City has not increased its levy for the last three years.
Administrator Heck stated if the levy limits remain as they were in 2011 the City could increase the levy
to what the Department of Revenue says the City can levy.
Director DeJong stated Council doesn't have to make any decisions on the financial plan now. Council
does need to understand what the impact of the budget and tax levy will be on the plan. He cautioned
against making big changes based on one financial year because they could have a significant impact.
DeJong explained a few things in the financial plan are different from the City's financial statements
with regard to Enterprise Funds. The accounting for Enterprise Funds is similar to that for businesses.
The accounting for Enterprise Funds doesn't hack cash position like the General Fund and the Capital
Funds do. The accounting tracks the value of the enterprise. The enterprise value equals the cash it has on
hand plus the assets purchased. In the plan he took depreciation out of the plan and put in the capital
outlay amounts identified in the CIP for the enterprises. The plan projects whether or not there will be
enough cash on hand to fund larger capital projects. For enterprise operations that project income losses,
the City may have to consider raising utility rates at the same time it's increasing its property taxes.
DeJong stated the meeting packet included two tables prepared by the Office of the State Auditor (OSA).
One table is titled Classification of Expenditures for All Government Funds for the Year Ended
December 31, 2009. The other is titled Percent Change of Unreserved Fund Balances in the General
Fund and Special Revenue Funds Unreserved Fund Balance as a Percent ofTotal Current Expenditure
for the Year Ended December 31, 2009.
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March 28, 2011
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DeJong explained the City calculates its Fund balance by comparing the balance to the next fiscal year's
operating expenditures, capital outlay, and transfers out of the General Fund. Based on that calculation,
the City's Fund Balance is approximately 62 percent; just over the targeted Fund Balance Policy of
between 55 and 60 percent. The OSA compares the Fund Balance to the current year's operating
expenditures; capital outlay and transfers are not considered. Based on OSA calculation, the City's Fund
balance is over 94 percent. He stated it's difficult to generate any sympathy from the City's
representatives to the State Legislature when it appears as if the City has enough Fund Balance to pay all
of the upcoming year's expenditures. He then stated Staff may want Council to consider putting the
budget together somewhat differently so the City's financials would more closely reflect the way the
OSA looks at things. He noted the OSA pays attention to the City's General Fund balance. He also noted
a healthy fund balance helps to maintain the City's good bond rating.
Couneilmember Woodruff stated the City's Fund Balance Policy allows for the City to fund slightly more
than six months of its operations with cash on hand. He noted the City receives tax revenue from
Hennepin County twice a year and therefore it needs that amount of cash.
Director DeJong explained residents have to pay one half of their property taxes to Hennepin County by
May 15` The City gets some of that money the end of June. In the past three years on average there have
only been three months in each year when the City has a positive cash flow.
With regard to the General Fund, DeJong stated the plan is broken down by department. He reiterated a 2
percent increase in revenues and expenditures is factored in starting in 2012. He noted that salary and
benefit increases were programmed in separate from the general expenses. He explained there were no
increases in health insurance costs the last two years. That's unlikely to remain that way for long so
health insurance increases should be programmed in at some point. He stated the plan for elections needs
to be adjusted to reflect the election cycle.
DeJong explained that in order to make this plan look more like the GSA's information, he pulled out
capital outlay and transfers from individual departments and put them in the respective separate
categories titled Capital Outlay and Transfers Out. He then explained for a number of years the General
Fund Budget included a transfer in of $40,000 from the Liquor Fund. In 2010, the funds in the Liquor
Fund were put into the Community Investment Fund in order to comply with Governmental Accounting
Standards Board (GASB) Standard 54. This financial plan no longer programs such a transfer into the
General Fund.
Administrator Heck stated there had been a history of transferring $40,000 from the Liquor Fund to the
General Fund prior to the City selling its liquor operations. After the sale, the council decided to continue
making transfers The most recent transfer included using about $38,000 in Liquor Fund principal in the
$40,000 transfer. Staff wants Council to provide some direction on how it would like to resolve the
impact of eliminating that transfer.
Councihnember Zerby asked if the Police Capital Outlay line item is for the police public safety facility.
Administrator Heck and Director DeJong responded that is correct. DeJong explained that some of the
police and fire debt service will be retired in 2022 and the remainder in 2023. There was a short
discussion about refunding debt service bonds. Zerby asked what the City Engineer Capital Outlay is for.
Heck explained it's to purchase tools and equipment. DeJong noted those purchases could be funded out
of the Technology Fund. Zerby asked why the Technology Fund is not under the Capital Outlay category.
DeJong stated the City has generally had a $5,000 limit for capitalizing purchases and the engineering
capital items individually don't satisfy that limit.
CI'T'Y OF SHOREWOOD WORK SESSION MEETING MINUTES
March 28, 2011
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After discussion there was consensus to at some point address capitalizing purchases.
Director DeJong explained the Fund Balance Policy suggests a targeted Fund balance equal to 60 percent
of the next year's total expenditures, capital outlay and transfers. The General Fund financial plan
calculates both the dollar amount and percent level through 2020. The plan also calculates what the
percent level would be if it was calculated using the OSA's method.
Administrator Heck explained the Fund Balance Policy recommends a level of 55 — 60 percent. Any
balance in excess of 60 percent is to be used to reduce the levy amount until a level of 55 — 60 percent is
reached. He said using the Fund balance to fund general operations is delaying the impact on the City's
taxpayers. Continuing down that path will result in the potential for a significant tax increase when the
desired level is achieved. He suggested taking a percent of the excess using it to fund CIP funds. He
recommended Council discuss the current Policy and decide if it should be refined.
Mayor Lizde stated continuing to help fund general operations with the use of Fund balance is sort of like
kicking the can down the road. She stated the City has really not held to a zero percent increase the last
three years because it used General ,Fund balance and Liquor Fund balance to offset costs. She agreed
that Council needs to discuss how it wants to use the $1.8 million dollars in the Community Investment
Fund.
Director DeJong explained that the only City tax debt in the Debt Service and Capital Outlay plan is the
bonded debt for the renovation of City Hall. The bonds for the public safety facilities are accounted for in
the General Fund. The water bonds are accounted for in the Water Fund plan.
Councilmember Woodruff stated the bonds for City Hall can be recalled in 2016. He then stated Council
could consider taking cash to retire some of those bonds to save on the interest costs.
With regard to Municipal Buildings Fund, Director DeJong explained there is $20,000 budgeted for
improvements in 2011 and then there is nothing budgeted for that purpose until 2016 when $10,000 is
budgeted. A 2 percent inflation factor is applied starting in 2017. There will still be a fund balance at the
end of 2020.
With regard to the Park Improvement Fund, DeJong explained the 2 percent inflation factor was applied
to the transfer in amount starting in 2016. The park improvement capital costs for 2011 — 2015 were
taken from the 2011 — 2015 Park CIP. The plan reflects expenditures were adjusted to balance with
revenues on an annual basis.
With regard to the Equipment Replacement Fund, DeJong explained the Miscellaneous Income line item
in 2011 — 2015 is for the payments the City will receive from the Excelsior Fire District for the City's
loan to the District for the purchase of the District's self contained breathing apparatus. The plan
programs a $50,000 transfer from the General Fund beginning in 2011. There is a 2 percent inflation is
factored in stating in 2016. Prior to 2016, the actual replacement costs include an inflation factor as well
as revenues from the sale of old equipment. He noted that in every year going forward, with the
exception of 2018, equipment replacement capital purchases exceed the amount transferred in.
With regard to the Street Maintenance Fund, DeJong explained Council reviewed the proposed 20 -Year
Pavement Improvement Plan in 2010. The amounts in this plan were taken from that Plan and the
amounts already include inflation. Transfers in from the General Fund also include 2 percent inflation
starting in 2012. The Eureka Road project scheduled for 2019 is an extremely costly project and it's very
likely that an alternative method of financing that project will have to be used.
CITY OF SHOREWOOD WORK SESSION MEETING MINUTES
March 28, 2011
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DeJong stated the City has three different types of equipment funds; Municipal Buildings Fund,
Equipment Replacement, and Technology. He suggested combing the three Funds for ease of use. He
commented he did not think the City would keep buying computers because there are funds in the
Technology Fund and stop buying trucks because the funds in the Equipment Replacement Fund have
been depleted or vice versa. He noted if the Funds were combined there could be separate line items for
each of equipment types.
With regard to the Community Investment Fund, Councilmember Zerby stated there must be an error in
that plan because the interest earnings seem unreasonably low. Director DeJong stated he thought he
factored in interest earnings of 0.5 percent for the 2011 budget. Zerby questioned earning only 0.5
percent. DeJong explained that in order to achieve a rate of return of 2 percent the investments have to be
for a 4 — 5 year maturity. Most of the investments available in the shorter investment time period have
earnings of 0.5 — 2.0 percent. Councilmember Woodruff suggested the overall plan project a conservative
rate of return until Council decides how to use Fund.
Administrator Heck reiterated Council need to establish a policy on how it would like to use the
Community Investment Fund. He stated Council has to decide if it wants to keep separate the $800,000 in
the Investment Fund that was transferred in from the Liquor Fund and use it for other purposes. He noted
a previous council wanted resident feedback on how to use the funds from the Liquor Fund. He suggested
the City provided a limited number of uses for residents to provide feedback on. He clarified he was not
suggesting the funds from the Liquor Fund or the other funds in the Community Investment Fund have to
be spent. He did think there needs to be a plan for their eventual use.
Mayor Liz& recommended the City start to solicit that feedback this spring before 2012 budget
discussion begin. She noted the issue of how to use the funds from the liquor operations has been out
there for years. She also noted that 'funds from the Liquor Fund have been used to balance prior years
budgets. She stated now is the time to plan for the responsible use of those funds. She suggested Council
have a work session in late April or early May to discuss the use of Liquor Fund as well as the $1 million
in the Community Investment Fund.
Administrator Heck recommended discussions about the policy decisions he mentioned earlier in the
meeting should be completed before 2012 budget discussions begin.
Councilmember Siakel recommended that the work session be scheduled for longer than one hour to
allow Council adequate time for the discussions. Siakel stated that the summary of ideas generated during
the Council and Staff retreat could be used as a starting point for the discussion on how to use some of
the funds from the Liquor Fund. She then stated that she would like to have a longer term strategic plan.
With regard to the Southshore Community Center Fund, Director DeJong explained he did not spend a
lot of time on it because the City's current agreement to run the Center is through 2012. Administrator
Heck noted that the operation of the Center will have to be subsidized as long as the City runs it.
With regard to the Enterprise Funds, DeJong explained that even though the Water Fund loses money
some years it's projected to have a very healthy balance through 2020. He noted the plan reflects a $2
million expenditure for a water treatment plant in 2020. He explained the challenge in the Sewer Fund is
with the Metropolitan Council Environmental Services treatment fee. Due to the economy, the city's
MCES fees increased to help pay bonds for system expansion. The City's 2011 fee increased about 20
percent over its 2010 fee. The Recycling Fund loses a little bit every year. The recycling utility rates only
cover the cost of collection. The City is using up the cash in its Stormwater Management Fund fairly
quickly. An alternative method for 'funding stormwater management projects will have to be identified.
CITY OF SHOREWOOD WORK SESSION MEETING MINUTES
March 28, 2011
Page 6 of 6
Administrator Heck explained all of the rates in all of the Enterprise Funds include a 2 percent inflation
factor starting in 2012. He suggested taking out the inflation factor before Council reviews the plan
again.
Director DeJong explained that the combined fund balances for all of the funds is projected to drop
approximately $8.5 million by the end of 2020, noting there is not much new regarding equipment or
services other than the water infrastructure in the plan. He noted he did not think the City wants to be in
that position.
Councilmember Woodruff commented he considered roadway improvements long -term investments that
are using up the City's reserves. Director DeJong stated he did not think the average pavement rating will
go up, and that staff thinks the City will be primarily maintaining its roadway system if it continues with
the 20 -year Pavement Improvement Plan. Woodruff stated he did not think the rating would go down.
DeJong stated the City would have to invest in its roadways more than planned to increase the average
pavement rating.
k ,l are] 1J - mgl
Zerby moved, Woodruff seconded, Adjourning the City Council Work Session of March 28, 2011,
at 7:03 P.M. Motion passed 510.
RESPECTFULLY SUBMITTED
Christine Freeman, Recorder
Christine Lizde, Mayor
ATTEST
Administrator /Clerk