87-030
.
EXTRACT OF MINUTES OF MEETING OF THE
CITY COUNCIL OF THE CITY OF SHOREWOOD,
HENNEPIN COUNTY, MINNESOTA
Pursuant to due call and notice thereof, a (regular) (~~
meeting of the City Council of the City of Shorewood, Hennepin County,
Minnesota, was duly held at the City Hall in said City on Monday, the 23rd
day of March, 1987, at 7:30 p.m. The following members were present:
R. Rascop, B. Brancel, R. Gagne, J. Haugen & K. Stover
and the following were absent: None
* * *
* * *
* * *
The Mayor announced that the next order of business would be the
. consideration of bids for the purchase of $875,000 General Obligation
Improvement Refunding Bonds, Series 1987A as advertised for sale.
The City Clerk presented affidavits showing publication of notice
of bond sale more than ten days in advance of sale in the official newspaper
and in Commercial West, a financial paper published in Minneapolis,
Minnesota, which affidavits were examined and found satisfactory and
.
See Attached
SPRINGSTED II'JCORPORATED
.".~
".~
Public Finance Advisors
85 East Seventh Place, SUite 100
Saint Paul, Minnesota 55101.2143
612.223.3000
$875,000
CITY OF SHORE WOOD, MINNESOTA
GEf\ERAL OBLIGATION IMPROVEMENT REFUNDING BONDS, SERIES 1987 A
A WARD:
NOR WEST INVESTMENT SERVICES, INCORPORATED
And Associates
SALE:
March 23, 1987
Interest
Rates
4.00% 1988
4.30% 1989
4.60% 1990
4.90% 1991
5.20% 1992
5.40% 1993
5 . 60% 1994
5 . 80% 1995
6. 00% 1996
6.10% 1997
6.25% 1998
6 .40% 1999
6.50% 2000
6. 60% 2001
4.25% 1988
4.50% 1989
4.75% 1990
5.00% 1991
5.20% 1992
5.40% 1993
5.60% 1994
5.80% 1995
6.00% 1996
6.15% 1997
6.25% 1998
6.45% 1999
6.60% 2000
6. 70% 2001
4.25% 1988
4.50% 1989
4.75% 1990
5.00% 1991
5 . 25% 1992
5 . 50% 1993
5.70% 1994
Moody's Rating: Baa I
Price
Net 1 nteres t
Cost & Rate
Bidder
$860,125.00
$390,476.67
(6.2037%)
NOR WEST INVESTMENT SERVICES,
INCORPORA TED
Moore, Juran and Company,
Incorporated
M.H. Novick & Company, Incorporated
Peterson Financial Corporation
.
PIPER, JAFFRA Y & HOPWOOD
INCORPORA TED
Allison-Williams Company
THE FIRST NATIONAL BANK
SAINT PAUL
FIRST BANK MINNEAPOLIS
Robert W. Baird & Company,
~ Incorporated
vougherty, Dawkins, Strand & Yost,
Incorporated
$857,937.50
$395,813.33
(6.2885%)
$860,125.00
$396,696.25
(6.3026%)
(cont i nued)
SJD~ A 61 . L :,<.j. pn.j.DW ~6DJ~^ V
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.
After
due
consideration
of
said
bids,
Councilmember
Gagne
introduced the following resolution and moved its
adoption:
30-27
RESOLUTION NO. 1196
RESOLUTION AWARDING THE SALE OF $875,000 GENERAL
OBLIGATION IMPROVEMENT REFUNDING BONDS, SERIES
1987A, FIXING THEIR FORM AND SPECIFICATIONS,
DIRECTING THEIR EXECUTION AND DELIVERY, PROVIDING FOR
THEIR PAYMENT, AND PROVIDING FOR THE ESCROWING AND
INVESTMENT OF THE PROCEEDS THEREOF AND PROVID ING FOR
THE REDEMPTION OF BONDS REFUNDED THEREBY.
WHEREAS, the Notice of Sale advertised $875,000 of General
Obligation Improvement Bonds with a proviso that the amount could be
adjusted. up or down by a total of $50,000, and
WHEREAS, it is determined that it is necessary and advisable to
issue $ 875,000 of bonds at the bid rates to accomplish the refunding and
no increase or reduction is required.
.
NOW, THEREFORE, BE IT RESOLVED, By the City Council of the City of
Shorewood, Minnesota, as follows:
1. The bid of Norwest Investment Services, Inc.
to purchase $875,000 General Obligation Improvement Refunding Bonds,
Series 1987A of the City described in the notice of sale thereof is hereby
found and determined to be the highest and best bid received pursuant to
duly advertised notice of sale and shall be and is hereby accepted, such bid
being to purchase such bonds at a pr ice of $860,125 plus accrued interest
to date of delivery, such bonds to bear interest as follows:
4.00% 1988 5.80% 1995
4.30% 1989 6.00% 1996
4.60% 1990 6.10% 1997
4.90% 1991 6.25% 1998
5.20% 1992 6.40% 1999
5.40% 1993 6.50% 2000
5.60% 1994 6.60% 2001
The sum of $ 2.280 , being the amount bid in excess of
$857,845, shall be credited to the bond sinking fund hereinafter created.
The City Clerk is directed to retain the good faith check of the successful
bidder pending completion of the sale and delivery of the bonds. The City
Clerk is directed to return the checks of the unsuccessful bidders
forthwith.
. 2. The City of Shorewood shall forthwi 1!h issue and sell its
General Obligation Improvement Refunding Bonds, Series 1987A (the ftBondsft)
in the principal amount of $875,000, dated April 1, 1987. The printed,
.
.
.
fully registered bonds shall be in the denomination of $5,000 each or higher
multiples thereof for any single maturity, bearing interest as above set
forth, all interest payable August 1, 1987, and semiannually thereafter on
February 1 and August 1 in each year, and which bonds mature serially on
February 1 in the years and amounts as follows:
YEAR AMOUNT YEAR AMOUNT
1988 $65,000 1995 $60,000
1989 65,000 1996 60,000
1990 65,000 1997 60,000
1991 65,000 1998 60,000
1992 65,000 1999 60,000
1993 65,000 2000 60,000
1994 65,000 2001 60,000
All Bonds of this issue maturing after February 1, 1994 are subject to being
called for redemption in inverse order of maturity years at the option of
the City, on said date and any interest payment date thereafter at a price of
par plus accrued interest to date of redemption.
3. Both pr incipal of and interest on the Bonds shall be payable at
American National Bank and Trust Company, in St. Paul, MN
and the City of Shorewood shall pay the reasonable charges of said bank for
its services as paying agent.
4. The Bonds shall be in substantially the following form:
.
(Face of the Bonds)
UNITED STATES OF AMERICA
STATE OF MINNESOTA
HENNEPIN COUNTY
CITY OF SHOREWOOD
GENERAL OBLIGATION IMPROVEMENT REFUNDING BOND, SERIES 1981A
Rate
Maturity
Date of Original Issue
CUSIP
April 1, 1987
No.
$
KNOW ALL MEN BY THESE PRESENTS that the City of Shorewood, Hennepin
County, Minnesota, a municipal corporation, (the City), acknowledges
itself to be indebted and, for value received, hereby promises to pay to
or registered assigns, the principal sum of
.
on the maturity date specified above, with interest thereon from the date
hereof at the annual rate specif ied above, payable on February 1 and August
1 in each year, commencing August 1, 1987, to the person in whose name this
Bond is registered at the close of business on the 15th day (whether or not a
business day) of the immediately preceding month. The interest hereon
and, upon presentation and surrender hereof at the principal office of the
Bond Registrar hereinafter designated, the pr incipal hereof are payable in
lawful money of the United States of America by check or draft of the
, in , Minnesota, as Bond Registrar,
Transfer Agent and Paying Agent (the Bond Registrar), or its successor
designated under the Resolution described herein.
Additional provisions of this Bond are contained on the reverse
hereof and such provisions shall for all purposes have the same effect as
though fully set forth hereon.
This Bond shall not be valid or become obligatory for any purpose or
be entitled to any security or benefit under the Resolution until the
Certificate of Authentication hereon shall have been executed by the Bond
Registrar by manual signature of one of its authorized representatives.
IN WITNESS WHEREOF, the City of Shorewood, Hennepin County,
Minnesota, by its City Council, has caused this Bond to be executed by the
facsimile signatures of the Mayor and the City Clerk, and has caused this
Bond to be dated as of the date set forth below.
Dated:
I
.
(Facsimile Signature)
City Clerk
(Facsimile Signature)
Mayor
.
.
.
CERTIFICATE OF AUTHENTICATION
This is one of the Bonds delivered pursuant to the Resolution
mentioned within.
as Bond Registrar and Paying Agent
By
Authorized Representative
(Reverse of the Bonds)
This Bond is one of an issue in the aggregate principal amount of
$875,000 (the Bonds), all of like date and tenor except as to serial number,
denomination, interest rate, right of redemption and maturity date, issued
pursuant to a resolution adopted by the City Council on March 23, 1987, (the
Resolution), to finance the refunding of certain outstandin~ general
obligations of the City pursuant to Minnesota Statutes, and lS issued
pursuant to and in full conformity with the provisions of the Constitution
and laws of the state of Minnesota thereunto enabling, including Minnesota
Statutes, Chapter 475. This Bond is payable primarily from special
assessments to be collected from properties benefitted by the improvements
which are credited to the General Obligation Improvement Refunding Bond,
Ser ies 1987A Fund (the Bond Fund) of the City, but the City is required by
law to pay maturing principal hereof and interest hereon from any available
funds of the City if moneys on hand in the Bond Fund are insufficient
therefor. The Bonds are issuable only as fully registered bonds, in
denominations of $5,000 or any multiple thereof, of single maturities.
All bonds of this issue maturing after February 1, 1994, are
subject to being called for prior redemption at the option of the City on
said date and any interest payment date thereafter a price of par plus
accrued interest to date of redemption.
As provided in the Resolution and subject to certain limitations
set forth therein, this Bond is transferable upon the books of the City at
the principal office of the Bond Registrar, by the registered owner hereof
in person or by his attorney duly authorized in writing upon surrender
hereof together with a written instrument of transfer satisfactory to the
Bond Registrar, duly executed by the registered owner or his attorney; and
may also be surrendered in exchange for Bonds of other authorized
denominations. Upon such transfer or exchange, the City will cause a new
Bond or Bonds to be issued in the name of the transferee or registered owner,
of the same aggregate principal amount, bearing interest at the same rate
and maturing on the same date, subject to reimbursement for any tax, fee or
governmental charge required to be paid with respect to such transfer or
exchange.
.
.
.
The City and the Bond Registrar may deem and treat the person in
whose name this Bond is registered as the absolute owner hereof, whether
this Bond is overdue or not, for the purpose of receiving payment and for all
other purposes, and neither the City nor the Bond Registrar shall be
affected by any notice to the contrary.
IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all
acts, conditions, and things required by the Constitution and laws of the
State of Minnesota to be done, to exist, to happen and to be performed
precedent to and in the issuance of this Bond in order to make it a valid and
binding general obligation of the City according to its terms have been
done, do exist, have happened and have been performed in regular and due
form as so required; that the City has pledged special assessment revenues
and ad valorem taxes, collectible in the years and amounts required to
produce sums not less than five percent in excess of the principal of and
interest on the Bonds as such principal and interest respectively become
due, and has appropriated the same to the Bond Fund in the manner specified
in Minnesota Statutes, Section 475.61; that, in the event of any
accumulated or anticipated deficiency in the Bond Fund, additional ad
valorem taxes are required by law to be levied upon all taxable property in
the City without limitation as to rate or amount; and that the issuance of
this Bond does not cause the indebtedness of the City to exceed any
constitutional or statutory limitation.
The following abbreviations, when used in the inscription on the
face of this Bond, shall be construed as though they were written out in full
according to the applicable laws or regulations:
TEN COM - as tenants
in common
UNIF GIFT MIN ACT...Custodian....
(Cust) (Minor)
TEN ENT - as tenants
by the entireties
JT TEN
as joint tenants
with right of
survivorship and
not as tenants
in common
under Uniform Gifts to
Minors
Act . .
. . . . .
(State)
Additional abbreviations may also be used though not in the above
list.
.
.
.
ASSIGNMENT
For value received, the undersigned hereby sells, assigns, and
transfers unto
the within Bond and all rights thereunder, and does hereby irrevocably
constitute and appoint
attorney to transfer the within Bond on the books kept for registration
thereof, with full power of substitution in the premises.
Dated:
Signature Guaranteed:
NOTICE: The assignor's signature to
this assignment must correspond with
the name as it appears upon the face of
the within Bond in every particular,
without alteration or any change
whatever.
Signature (s) must be guaranteed by a national bank or trust company or by a
brokerage firm having a membership in one of the major stock exchanges.
The Bond Registrar will not effect transfer of this Bond unless the
information concerning the assignee requested below is provided:
Name and Address
(Include information for all joint owners
if the Bonds are held by joint account.)
PLEASE INSERT SOCIAL SECURITY NUMBER OR
OTHER IDENTIFYING NUMBER OF ASSIGNEE
5. The Bonds shall be issuable only in fully registered form.
The interest and principal amount thereof shall be payable by check or draft
issued by the Registrar described herein.
6. Dates; Interest Payment Dates. Each Bond shall be dated as of
the last interest payment date preceding the date of authentication to
which interest on the Bond has been paid or made available for payment,
unless (i) the date of authentication is an interest payment date to which
interest has been paid or made available for payment, in which case such
Bond shall be dated as of the date of authentication, or (ii) the date of
authentication is pr ior to August 1, 1987, in which case such Bond shall be
dated as of April 1, 1987. The interest on the Bonds shall be payable on
.
February 1 and August 1 in each year, commencing August 1, 1987, to the owne r
of record thereof as of the close of business on the fifteenth day of the
immediately preceding month, whether or not such day is a business day.
7. Registration. The City shall appoint and shall mairttain a
bond registrar, transfer agent, and paying agent (the Registrar). The
effect of registration and the rights and duties of the City and the
Registrar with respect thereto shall be as follows:
(a) Register. The Registrar shall keep at its
principal corporate trust office a bond register in which
the Registrar shall provide for the registration of
ownership of Bonds and the registration of transfers and
exchanges of Bonds entitled to be registered, transferred
or exchanged.
.
(b) Transfer of Bonds. Upon surrender for
transfer of any Bond duly endorsed by the registered owner
thereof or accompanied by a written instrument of transfer,
in form satisfactory to the Registrar, duly executed by the
registered owner in writing, the Registrar shall
authenticate and deliver, in the name of the designated
transferee or transferees, one or more new Bonds of a like
aggregate principal amount and maturity, as requested by
the transferor. The Registrar may, however, close the
books for registration of any transfer after the fifteenth
day of the month preceding each interest payment date and
until such interest payment date.
(c) Exchange of Bonds. Wheneve r any Bond is
surrendered by the registered owner for exchange, the
Registrar shall authenticate and deliver one or more new
Bonds of a like aggregate principal amount and maturity, as
requested by the registered owner or the owner's attorney
duly authorized in writing.
(d) Cancellation. All Bonds surrendered upon
any transfer or exchange shall be promptly cancelled by the
Registrar and thereafter disposed of as directed by the
City.
.
(e) Improper or Unauthorized Transfer. When any
Bond is presented to the Registrar for transfer, the
Registrar may refuse to transfer the same until it is
satisfied that the endorsement on such Bond or separate
instrument of transfer is legally authorized. The
Re9istrar shall incur no liability for its refusal, in good
falth, to make transfers which, in its judgment, it deems
improper or unauthorized.
(f) Persons Deemed Owners. The City and the
Registrar may treat the person in whose name any Bond is at
any time registered in the bond register as the absolute
owner of such Bond, whether such Bond shall be overdue or
.
.
.
I
I
not, for the pu rpose of rece i v ing payment of, or on account
of, the principal of and interest on such Bond and for all
other purposes, and all such payments so made to any such
registered owner or upon the owner's order shall be valid
and effectual to satisfy and discharge the liability of the
City upon such Bond to the extent of the sum or sums so paid.
(g) Taxes, Fees and Charges. For every transfer
or exchange of Bonds, the Registrar may impose a charge upon
the owner thereof sufficient to reimburse the Registrar for
any tax, fee or other governmental charge required to be
paid with respect to such transfer or exchange.
(h) Mutilated, Lost, Stolen or Destroyed Bonds.
In case any Bond shall become mutilated or be lost, stolen
or destroyed, the Registrar shall deliver a new Bond of like
amount, number, maturity date and tenor in exchange and
substitution for and upon cancellation of any such
mutilated Bond or in lieu of and in substitution for any
such Bond lost, stolen or destroyed, upon the payment of the
reasonable expenses and charges of the Registrar in
connection therewith; and, in the case of a Bond lost,
stolen or destroyed, upon filing with the Registrar
evidence satisfactory to it that such Bond was lost, stolen
or destroyed, and of the ownership thereof, and upon
furnishing to the Registrar an appropriate bond or
indemnity in form, substance and amount satisfactory to it,
in which bond the City and the Registrar shall be named as
obligees, all pursuant to the provisions of Minnesota
Statutes, Sections 475.69 and 475.70. All Bonds so
surrendered to the Registrar shall be cancelled by it and
evidence of such cancellation shall be given to the City.
If the mutilated, lost, stolen or destroyed Bond has
already matured or been called for redemption in accordance
with its terms, it shall not be necessary to issue a new Bond
prior to payment. .
8. Appointment of Initial Registrar. The City hereby appoints
American National Bank and Trust Company, in St. Paul, Minnesota
as the initial Registrar. The Mayor and the City Clerk are authorized to
execute and deliver, on behalf of the City, a contract with
American National Bank and Trust Com2any, in St. Paul, Minnesota
as Registrar. Upon merger or consolidatlon of the Registrar with another
corporation, if the resulting corporation is a bank or trust company
authorized by law to conduct such business, such corporation shall be
authorized to act as successor Registrar. The City agrees to pay the
reasonable and customary charges of the Registrar for the services
performed. The City reserves the right to remove any Registrar upon thirty
(30) days' notice and upon the appointment of a successor Registrar, in
which event the predecessor Registrar shall deliver all cash and Bonds in
its possession to the successor Registrar and shall deliver the bond
register to the successor Registrar. On or before each principal or
interest due date, without further order of this City, the City Clerk-
Treasurer shall transmit to the Registrar, from the General Obligation
Improvement Refunding Bond, Series 1987A Fund monies sufficient for the
payment of all principal and interest then due.
.
.
.
9. Preparation and Delivery. The Bonds shall be prepared under
the direction of the City Clerk and shall be executed on behalf of the City
by the signatures of the Mayor and the City Clerk, provided that the Mayor
and City Clerk's signatures may be facsimiles thereof. In case any officer
whose signature, or a facsimile of whose signature, shall appear on the
Bonds shall cease to be such officer before the delivery of any Bond, such
signature or facsimile shall nevertheless be valid and sufficient for all
purposes, the same as if such officer had remained in office until delivery.
Notwithstanding such execution, no Bond shall be valid or obligatory for
any purpose or entitled to any security or benefit under this resolution
unless and until a certificate of authentication on such Bond has been duly
executed by the manual signature of an authorized representative of the
Registrar. Certificates of authentication on different bonds need not be
signed by the same representative of the Registrar. The executed
certificate of authentication on each bond shall be conclusive evidence
that it has been authenticated and delivered under this resolution. When
the Bonds have been so executed and authenticated ,they shall be deli ve red
by the City Clerk to the Purchaser upon payment of the purchase price, and
the Purchaser shall not be obligated to see to the application of the
purchase price.
10. It is hereby determined that the estimated collection of
special assessments levied or to be levied for the improvements against
property specially benefited thereby will produce at least five percent in
excess of the amounts needed to meet, when due, the pr incipal and interest
payments on the Bonds.
11. The City Clerk is hereby directed to file in the office of
the County Auditor of Hennepin County, a certified copy of this resolution,
together with such other information as the County Auditor may require and
to obtain from the auditor a certificate that the Bonds have been entered
upon the bond register as required by Minnesota Statutes, Section 475.63.
12. The General Obligation Improvement Refunding Bonds, Series
1987A (hereinafter referred to as "the refunding bonds") are issued to
refund in advance of matur i ty the fOllowing bonds of the City: $l, 250,000
General Obligation Improvement Bonds, Series 1984A, dated December 1,
1984, maturing on February 1, 1987, and thereafter, of which $1,170,000
principal amount is now outstanding (hereinafter referred to as "the
refunded bonds"), pursuant to Minnesota Statutes, Section 475.67. It is
hereby found and determined that such refunding shall result in a reduction
of interest cost to the City on the refunded bonds as follows:
Net Effective Interest Net Effective Interest
Date of Refunded Bonds Rate of Refunded Bonds Rate of Refunding Bonds
December 1, 1984 7.5842 6.2037
.
.
.
and that such reduction in interest, after the inclusion df all expenses of
refunding in the computation of the effective interest rate on the
refunding bonds, is adequate to authorize the issuance of the refunding
bonds as provided by Minnesota Statutes, Section 475.67, Subdivision 12.
13. As of the date of delivery of and payment for the refunding
bonds, the proceeds of the sale of the refunding bonds, togethe r wi th othe r
funds hereinafter appropriated for such purpose as shall be necessary to
pay the principal of and the interest (and any premium) on the refunded
bonds to their maturity are hereby pledged and appropriated and shall be
deposited in escrow in account with
a suitable banking institution within the State, whose deposits are insured
by the Federal Deposit Insurance Corporation, and whose combined capital
and surplus is not less than $1,000,000. Said bank is hereby designated
escrow agent for such funds, and the City shall pay the reasonable charges
of such bank for its services as such escrow agent. Said proceeds and other
funds shall be invested in securities maturing or callable at the option of
the holder on such dates and bearing such interest at such rates as shall be
required to provide sufficient funds, together with any cash or other funds
retained. in escrow, to pay when due the interest to accrue on each
obligation at maturity, and to pay the principal amount to each such
obligation at maturity, and the monies in said escrow account shall be used
solely for the purposes herein set forth and for no other purpose, except
that if any balance shall remain in the escrow account after all of the
refunded bonds and interest thereon and premium, if any, are paid pursuant
to this resolution, then such balance shall be transferred to the sinking
fund established hereunder.
14. The City Council hereby finds and determines that the
proceeds of the sale of the refunding bonds, together with other funds
available and appropriated to the escrow account, will be sufficient,
together with the earnings on the investment of said escrow account to pay
when due all of the principal and interest on the refunded bonds.
15. Securities purchased from the monies in the escrow account
shall be limited to securities set forth in Minnesota Statutes, Section
475.67, Subdivision 8. Securities purchased from the escrow account shall
be purchased simultaneously with the delivery of the refunding
obligations.
16. On or prior to the delivery of the refunding bonds, the Mayor
and the City Clerk are hereby authorized and directed to execute on behalf
of the City an Escrow Agreement with American National Bank and
Trust Company, in St. Paul, Minnesota
in substantially the form on file with the City Clerk. All essential terms
and conditions of such Escrow Agreement are hereby approved and adopted and
made a part of this resolution, and the Ci ty covenants that it will promptly
enforce all provisions thereof in the event of default thereunder by the
escrow agent.
17. The officers of the City are hereby authorized and directed to
prepare and furnish to the purchaser of the refunding bonds, and to the
attorneys approving the legality of the issuance thereof, certified copies
of all proceedings and records of the City relating to said bonds and to the
financial condition and affairs of the City, and such other affidavits,
certificates and information as are required to show the facts relating to
.
.
.
the legality and marketability of said bonds as the same appear from the
books and records under their custody and control or as otherwise known to
them, and all such certified copies, certificates and affidavits,
including any heretofore furnished, shall be deemed representation~ 9f
the City as to the facts stated therein. The Mayor, Clerk and Admlnls-
trator are hereby authorized and directed to certify that they have
examined the official statement or prospectus prepared and circulated
in connection with the issuance and sale of the bonds and that to the
best of their knowledge and belief said statement is a complete and
accurate representation of the facts and representations made therein
as of the date of said official statement or prospectus.
18. When all refunding bonds issued under this resolution have
been discharged as provided in this paragraph, all pledges, covenants and
other rights granted by this resolution to the holders of the refunding
bonds shall cease, except that the pledge of the full fai th and credi t of the
City for the prompt and full payment of the principal of and interest on the
refunding bonds (and premiums, if any) shall remain in full force and
effect. The City may discharge all refunding bonds which are due on any
date by depositing with the Registrar for such bonds on or before that date a
sum sufficient for the payment thereof in full; or if any bonds should not be
paid when due, it may nevertheless be discharged by depositing with the
Registrar a sum sufficient for the payment thereof in full with interest
accrued to the date of such deposit. The City may also at any time
discharge this issue of bonds in its entirety by complying with the
provisions of Minnesota Statutes, Section 475.67, Subdivisions 4 to 12,
except that the funds deposited in escrow in accordance with said
provisions may (to the extent permitted by law) , but need not be, in whole or
in part, proceeds of advance refunding bonds. The Citl may discharge
refunding bonds as herein provided without the consent 0 any bondholders.
19. The General Obligation Improvement Bonds, Series 1984A
refunded hereby which mature on February 1, 1995, and thereafter shall be
redeemed and prepaid on February 1, 1994, in accordance with the terms and
conditions set forth in the Notice of Call attached hereto as Exhibit A,
which terms and conditions are hereby approved and incorporated herein by
reference. The City Clerk is hereby authorized and directed to forthwith
publish said notice of call in Commercial West and to send notice of call to
the paying agent for the refunded bonds, provided that published notice
alone shall be effective.
20. The City covenants and agrees with the holders from time to
time of the Bonds that it will not take or permit to be taken by any of its
off icers, employees or agents any action which would cause the interest on
the Bonds to become subject to taxation under the Internal Revenue Code of
1986, as amended (the Code), and the Treasury Regulations promulgated
thereunder (the Reglations), and covenants to take any and all actions
within its powers to ensure that the interest on the Bonds will not become
subject to taxation under the Code and the Regulations. The Bonds will be
designated by the City as "qualified tax-exempt obligations" for purposes
of the Tax Reform Act of 1986. It is also determined that the Bonds are not
. arbitrage bonds and are not private activity bonds.
21. The City has agreed to furnish to the purchaser the approving
legal opinion of Messrs. Wurst, Pearson, Larson, Underwood and Mertz, of
Minneapolis, Minnesota, and such opinion is hereby requested. The City
Clerk shall obtain a copy of said approving legal opinion, which shall be
complete except as to dating thereof, and shall cause said opinion to be
printed on each Bond, together with a certificate to be signed by the
facsimile signature of the City Clerk in substantially the following form:
I hereby certify that the foregoin<1 is a
full, true and cor rect copy of the legal oplnion
executed by the above named attorneys, except as
to the dating thereof, which opinion has been
handed to me for filing in my office prior to the
time of bond delivery.
.
City Clerk
City of Shorewood
At the time of delivery, the City Clerk shall prepare a similar separate
certificate, and the City Clerk is hereby authorized and directed to
execute such certificate in the name of the City upon receipt of such
opinion and to file the opinion in the City offices.
22. The Bonds shall be payable from the General Obligation
Improvement Refunding Bonds, Series 1987A Fund hereby created, and the
proceeds of any special assessments collected from benefitted properties
or from ad valorem taxes levied are hereby pledged to said fund. If any
payment of pr incipal or interest on the Bonds shall become due when there is
not sufficient money in said fund to pay the same, the City shall pay such
pr incipal or interest from the general fund of the Ci ty and such fund may be
reimbursed for such advances out of proceeds of tax increments from the
redevelopment district when collected.
The motion for the adoption of the foregoing resolution was duly
seconded by Councilmember
Hauqen
, and upon vote being taken
thereon, the following voted in favor thereof:
All members present
and the following voted against:
None
whereupon said resolution was declared duly passed and adopted.
Approved this
day of March, 1987.
.
Attest:
Mayor
City Clerk
~ STATE OF MINNESOTA
COUNTY OF HENNEPIN
CITY OF SHOREWOOD
I, the undersigned, being the duly qualified and acting City Clerk
of the City of Shorewood, Minnesota, do hereby certify that I have carefully
compared the attached and foregoing extract of minutes of a (regular)
(speeial) meeting of the City Council held on March 23, 1987, with the
original thereof on file in my office, and the same is a full, true and
complete transcript therefrom insofar as the same relates to the issuance
and sale of $875,000 General Obligation Improvement Refunding Bonds,
Series 1987A of the City.
WI~NESS My hand as City Clerk and the corporate seal of the City
-;J 5'-"'-#- - C./H' I
<?J~ - day off/[MdJ , 1987.
~
this
~~~~
City Clerk
City of Shorewood, Minnesota
(SEAL)
~
.
EXHIBIT A
NOTICE OF REDEMPTION
$1,250,000 General Obligation Improvement Bonds, Series 1984A
Dated December I, 1984
City of Shorewood
Hennepin County, Minnesota
Notice is hereby given that the bonds of the above issue which
mature on February 1 in the years 1995 through 2001, are called
for redemption and prepayment on February 1, 1994. The bonds
will be redeemed at a price of
100
% of their principal
amount plus accrued interest to the date of redemption. Holders
of such bonds should present them for payment to Norwest Bank
Minneapolis, National Association, on or before said date when
. they will cease to bear interest.
, 19 87 .
Dated March 23
BY ORDER OF THE CITY COUNCIL
Sandra L. Kennelly
City Clerk
City of Shoreuood, Minnesota
.