06-106
CITY OF SHOREWOOD, MINNESOTA
RESOLUTION NO. 06-106
RESOLUTION GIVING FINAL APPROVAL TO ISSUANCE
OF REFUNDING BONDS (SERIES 2007 A AND
SERIES 2007B) RELATED TO CERTAIN PUBLIC SAFETY
FACILITIES AND AGREEMENTS RELATED THERETO
BE IT RESOLVED By the City Council of the City of Shorewood, Minnesota (the
"City") as follows:
Section 1.
Recitals; The West Side Fire Proiect.
1.01. The Excelsior Fire District ("District"), in conjunction with the City and the
Shorewood Economic Development Authority (the "Authority") financed a portion of the cost to
construct a fire facility located in the City of Shorewood (the "West Fire Side Project"), through
issuance by the Authority of its $3,865,000 Public Safety Fire Facility Lease Revenue Bonds,
Series 2002A (City of Shorewood, Minnesota Lease Obligation) (the "Series 2002A Bonds"),
pursuant to a Trust Indenture dated as of September 1, 2002 (the "West Side Indenture") between
the Authority and U.S. Bank National Association, as trustee (the "Trustee").
1.02. The District, in conjunction with Shorewood and the Authority, financed additional
costs of the West Fire Side Project through issuance by the Authority of its $1,195,000 Public
Safety Fire Facility Lease Revenue Bonds, Series 2003A (City of Shorewood, Minnesota Lease
Obligation) (the "Series 2003A Bonds") pursuant to the West Side Indenture as modified by a First
Supplemental Trust Indenture dated as of April 15, 2003 (the "Supplemental Indenture").
1.03. The District and the South Lake Minnetonka Police Department (the "Department")
lease certain property to the Authority pursuant to the Ground Lease (W est Side) dated as of
September 1, 2002, as amended by a First Amendment to Ground Lease (W est Side) dated as of
April 15, 2003 (the "West Side Ground Lease"), and the Authority leases such property, together
with the buildings, structures or improvements now or hereafter located thereon, to Shorewood
pursuant to a Lease Purchase Agreement (West Side Fire Facilities) between the Authority and
Shorewood dated as of September 1, 2002, as amended by a First Amendment to Fire Facility
Lease-Purchase Agreement dated as of April 15, 2003 (the "West Side Fire Facility Lease").
1.04. With the Authority's consent, Shorewood entered into a Sublease Purchase
Agreement (West Side Fire Facilities) with the District dated as of September 1, 2002 (the "West
Side Fire Sublease"), under which the District undertakes Shorewood's obligations under the West
Side Fire Facility Lease.
1.05. Pursuant to an Assignment and Security Agreement dated as of September 1,2002,
as amended by a First Supplemental Assignment and Security Agreement dated as of April 15, 2003
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(the "West Side Assignment"), the Authority assigned to the Trustee all of the Authority's right,
title and interest in and to the West Side Ground Lease, the West Side Fire Facility Lease, the West
Side Fire Sublease, and the Lease Payments to be made by the District thereunder (other than
certain rights to indemnification and payment of expenses) as security for the Series 2002A Bonds
and the Series 2003A Bonds.
1.06. The outstanding principal amount of the Series 2002A Bonds is subject to
optional redemption on February I, 2009 and any date thereafter; and the outstanding principal
amount of the Series 2003A Bonds is subject to optional redemption on February 1, 2010 and
any date thereafter.
Section 2.
Recitals; The West Side Police Proiect.
2.01. The Department, in conjunction with Shorewood and the Authority, financed a
portion of the cost to construct a police facility located in the City of Shorewood (the "West Side
Police Project"), through issuance by the Authority of its $4,025,000 Public Safety Police
Facility Lease Revenue Bonds, Series 2002B (City of Shorewood, Minnesota Lease Obligation)
(the "Series 2002B Bonds"), all pursuant to a Trust Indenture dated as of September 1, 2002 (the
"West Side Indenture") between the Authority and U.S. Bank National Association, as trustee (the
"Trustee").
2.02. The Department, in conjunction with Shorewood and the Authority, financed
additional costs of the West Side Police Project through issuance by the Authority of its $1,220,000
Public Safety Police Facility Lease Revenue Bonds, Series 2003B (City of Shorewood,
Minnesota Lease Obligation) (the "Series 2003B Bonds"), pursuant to the West Side Indenture as
modified by a First Supplemental Trust Indenture dated as of April 15, 2003 (the "Supplemental
Indenture").
2.03. The Department and the Excelsior Fire District ("District") lease certain property
to the Authority pursuant to the Ground Lease (West Side) dated as of September I, 2002, as
amended by a First Amendment to Ground Lease (West Side) dated as of April 15, 2003 (the "West
Side Ground Lease"), and the Authority leases such property, together with the buildings, structures
or improvements now or hereafter located thereon, to Shorewood pursuant to a Lease Purchase
Agreement (West Side Police Facilities) between the Authority and Shorewood dated as of
September 1, 2002, as amended by a First Amendment to Lease-Purchase Agreement dated as of
April 15, 2003 (the "West Side Police Facility Lease").
2.04. With the Authority's consent, Shorewood entered into a Sublease Purchase
Agreement (West Side Police Facilities) with the Department dated as of September I, 2002 (the
"West Side Police Sublease"), under which the Department undertakes Shorewood's obligations
under the West Side Police Facility Lease.
2.05. Pursuant to an Assignment and Security Agreement dated as of September 1,2002,
as amended by a First Supplemental Assignment and Security Agreement dated as of April 15, 2003
(the "West Side Assignment"), the Authority assigned to the Trustee all of the Authority's right,
title and interest in and to the West Side Ground Lease, the West Side Police Facility Lease, the
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West Side Police Sublease, and the Lease Payments to be made by the Department thereunder
(other than certain rights to indemnification and payment of expenses) as security for the
Series 2002B Bonds and the Series 2003B Bonds.
2.06. The outstanding principal amount of the Series 2002B Bonds is subject to
optional redemption on February 1, 2009 and any date thereafter; and the outstanding principal
amount of the Series 2003B Bonds is subject to optional redemption on February 1, 2010 and
any date thereafter.
Section 3.
Proposed Issuance of Refunding Bonds.
3.01. Pursuant to a resolution approved November 27, 2006 (the "Preliminary
Resolution"), the City gave preliminary approval to issuance by the Authority of bonds to refund
the outstanding principal amount of the Series 2002A and the Series 2003A Bonds upon
satisfaction of certain conditions.
3.02. Pursuant to the Preliminary Resolution, the City gave preliminary approval to
issuance by the Authority of bonds to refund the outstanding principal amount of the
Series 2002B and the Series 2003B Bonds upon satisfaction of certain conditions.
3.03. In order to accomplish such refunding of Series 2002A and the Series 2003A
Bonds, the Authority has determined to issue and sell its $4,130,000 Public Safety Fire Facilities
Lease Revenue Crossover Refunding Bonds, Series 2007 A (City of Shorewood, Minnesota
Lease Obligation) (the "Series 2007 A Bonds") under terms that satisfy the conditions of the
Preliminary Resolution.
3.04. In order to accomplish such refunding of Series 2002B and the Series 2003B
Bonds, the Authority has determined to issue and sell its $4,285,000 Public Safety Fire Facilities
Lease Revenue Crossover Refunding Bonds, Series 2007B (City of Shorewood, Minnesota
Lease Obligation) (the "Series 2007B Bonds") under terms that satisfy the conditions of the
Preliminary Resolution.
3.05. In connection with issuance of the Series 2007 A Bonds and the Series 2007B
Bonds, the following documents have been prepared:
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a.
b.
Second Amendment to Ground Lease (West Side).
Second Supplemental Indenture.
Second Supplemental Assignment.
Second Amendment to Fire Facility Lease.
Second Amendment to Police Facility Lease.
Series 2007 A Escrow Agreement between the Authority and the Trustee,
as escrow agent.
Series 2007B Escrow Agreement between the Authority and the Trustee,
as escrow agent.
Continuing Disclosure Certificate of the City and the Fire District (Series
2007 A Bonds)
c.
d.
e.
f.
g.
h.
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1. Continuing Disclosure Certificate of the City and the Police Department
(Series 2007B Bonds)
("Financing Documents").
3.06. The City Council has reviewed the Financing Documents and has determined that
approval of the Financing Documents will be in the best interests of the City and its residents and
will further the public health, safety, and welfare.
Section 4. Approvals.
4.01. The Financing Documents are hereby approved, and the authorized officials are
directed to execute all Financing Documents to which the City is a party or signatory, subject to
modifications that do not alter the substance of the transactions and are approved by such
officials. Such officials are hereby authorized in their discretion to execute and deliver, on
behalf of the City, such other affidavits, certificates, and other documents in connection with the
issuance, sale, and delivery of proceeds of the Series 2007 A Bonds and the Series 2007B Bonds.
Execution of the Financing Documents and any other affidavits, certificates, and other
documents is conclusive evidence of their approval.
4.02. The Official Statement for the Series 2007 A Bonds and the Series 2007B Bonds, as
completed and supplemented, and its distribution to potential purchasers of the Series 2007 A
Bonds and the Series 2007B Bonds, are hereby approved. The City, as an "obligated person"
with respect to the 2007 A Bonds and the Series 2007B Bonds, will comply with the requirements
of Rule 15c2-12(b)(5) of the Securities and Exchange Commission, as set fOlih in the Continuing
Disclosure Certificate for the Series 2007 A Bonds and the Series 2007B Bonds.
4.03. The City hereby approves all actions taken by the Authority with regard to the
Projects, including but not limited to the Authority's actions in issuing and awarding the sale of
the Series 2007 A Bonds and the Series 2007B Bonds.
4.04. City staff and consultants are authorized to take all actions necessary to implement
the agreements hereby approved.
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Approved by the City Council of the City of Shorewood this 18th day of December,
2006.
CITY OF SHORE~OD, MINNESOTA
1](/1.
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C
Mayor
ATTEST:
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